“我写这些是为了吓唬你们”——科学家们曾如何面对过类似的存在主义危机(“I write this to scare you”: How scientists once faced similar existential crises.)1952年,美国原子能委员会(Atomic Energy Commission)的核研究实验室位于田纳西州的橡树岭(Oak Ridge, Tennessee)。 Jacob Coxon)本月的辞职行为可能会被解读为一种勇敢的“说实话”的行为,也可能被视为一种被科幻小说影响而产生的过度恐慌,或者是一场精心策划的媒体噱头。
‘I Write This to Frighten You’: How Scientists Took On Existential Risk Once Before Artificial intelligence workers may have leverage to make the world safer. The Atomic Energy Commission’s nuclear research laboratory in Oak Ridge, Tenn., in 1952. Credit...HB/Associated Press Supported by Depending on your feelings about artificial intelligence, the Anthropic researcher Jacob Coxon’s resignation this month could be interpreted as a courageous act of truth-telling, an outburst of sci-fi-addled alarmism or an elaborate media stunt.
但对考克森本人来说,这显然不仅仅是一种简单的辞职行为——更是一种呼吁采取实际行动的信号。他在公开表示自己及许多前同事认为人工智能有可能毁灭人类之后写道:“如果你是一名实验室研究人员,我强烈建议你认真思考未来几年的情况:你是应该因为‘反正这一切都会发生’而选择沉默,还是应该利用这个机会呼吁改变现状?”
But to Coxon himself, it was clearly at least one more thing: a plea for labor action. “If you are a lab researcher, I urge you to consider what the next few years will actually feel like,” Coxon wrote, after disclosing that he and many of his former colleagues believe A.I. could extinguish humanity. “Should you put your head down because ‘it’s happening anyway’ — or take this moment to call for different conditions?”
考克森以及那些在社交媒体上响应他呼吁的AI研究人员似乎都在做一个简单的判断:如果真有人能够拯救我们的物种免于面临这场巨大的灾难性风险,那绝不会是AI行业的高管、投资者,或是特朗普政府——这些人通常都希望加速AI的发展,而非减缓其进程。在考克森看来,真正的救世主很可能是那些从事AI研究的工作者们。
Coxon and the A.I. researchers who echoed his plea on social media seemed to be making a simple calculation. That if anyone’s going to save our species from the uncomfortably high risk of apocalypse, it’s not going to be A.I. executives or investors or the Trump administration — all of whom generally want to speed up development rather than slow it down. To the extent there’s likely to be a savior, Coxon seems to believe, it’s going to be the workers.
这个想法并不荒谬。毕竟,只有少数人具备推动AI技术进步所需的专业技能;他们的科学知识使他们能够更准确地评估这项技术的潜在危险。同时,由于这类人才相对稀缺,他们在短期内拥有相当大的谈判筹码。如果这些研究人员集体决定停止AI的研发工作,那么顶尖实验室的研究进度很可能会陷入停滞。这种影响力虽然具有很强的针对性,但却可以用来为公共利益服务。
It’s not a crazy idea. Only so many people have the technical skills to push the A.I. frontier forward. Their scientific knowledge makes them uniquely credible when cataloging the technology’s dangers. And their relative scarcity gives them considerable bargaining power, at least in the short-term. If they decided en masse to stop building A.I. tomorrow, research at the leading labs could largely stall out. That makes for a highly specific form of influence that can be used for the public good.
许多人已经尝试过了。近几个月来,知名人工智能实验室的研究人员签署了联名信,敦促采取措施以提升安全性,并参与了一起相关法律案件的法庭之友陈述。一个名为“人工智能相关从业者联盟”(Coalition of Concerned AI Staff)的团体于二月成立,旨在为研究人员提供一个分享对人工智能的焦虑、交流如何限制其危害的平台。一些人多年来一直心存忧虑,但随着联邦政府抵制对人工智能在监控和武器领域应用设置保障措施,他们的担忧日益加剧。
Many have already tried. Researchers at prominent A.I. labs have signed letters urging steps to promote safety in recent months and joined an amicus brief in a related legal case. One group, the Coalition of Concerned AI Staff, came together in February as a way for researchers to share their A.I. anxieties and compare notes on how to limit its perils. Some had harbored anxieties for years but became more concerned as the federal government resisted safeguards on using A.I. for surveillance and weapons.
该联盟似乎将考克森(Coxon)的辞职视为扩大影响力的契机。该组织的一位召集人在几天后于社交媒体上写道:“如果你在一家人工智能公司工作,你可能也在问自己是否应该离开。我希望,如果你选择留下,你也在思考如何利用留任带来的筹码。”但人工智能从业者究竟能如何利用这些筹码呢?国家在应对另一种具有生存威胁的技术——核武器——方面的经验具有启发意义。
The coalition seemed to view Coxon’s resignation as an opportunity to ramp up. “If you work at an A.I. company, you might be asking if you, too, should leave,” a convener of the group wrote a few days later on social media. “I hope that, if you stay, you’re also asking what about how to use your leverage in staying.”But what can A.I. workers actually do with that leverage? The country’s experience with another existentially dangerous technology — nuclear weapons — is instructive.
这表明,如果人工智能从业者想要影响其行业,他们的策略可能不会类似于工厂工人甚至研究生所采取的方式,后者通常通过罢工或以罢工相威胁来向雇主施压。
It suggests that if A.I. employees are to influence their industry, their strategy probably wouldn’t resemble the approach favored by factory workers or even grad students, who have pushed around their employers by going on strike or threatening to.
实际上,当核科学家设法控制他们参与创造的技术时,他们采取的方法往往不那么直接——更多是利用舆论影响力而非强硬手段。这一次,这种方法还能奏效吗?“我写下这些是为了让你感到恐惧”这并非一条病毒式传播的推文,但诺贝尔化学奖得主、“曼哈顿计划”参与者哈罗德·尤里(Harold Urey)在1946年初撰写有关核武器的文章时,深知如何激发公众的想象力。
In practice, when nuclear scientists have managed to rein in the technology they helped create, the approach has tended to be less direct — more bully pulpit than brute force. Could it work this time, too? ‘I Write This to Frighten You’It wasn’t a viral tweet, but the Nobel Prize-winning chemist and Manhattan Project contributor Harold Urey knew how to capture the public imagination when he wrote about nuclear weapons in early 1946.
“我写这篇文章就是为了吓唬你。”尤里在一篇与公关人员合写、发表于《柯利尔》的文章中这样开头。“我自己就是个害怕的人。我认识的所有科学家都很害怕——怕自己会丧命,也怕你会丧命。”与今天的人工智能研究人员一样,尤里和其他科学家之所以加入研制核弹的竞赛,某种程度上是一个悖论:他们担忧核武器带来的危险,唯恐德国率先获得这种武器。美国大学研究科学家政治行动主义的专家彼得·库兹尼克说,战后这些科学家仍延续着对安全的担忧,这再自然不过。
“I write this to frighten you,” Urey began an essay in Collier’s that he co-wrote with a publicist. “I’m a frightened man, myself. All the scientists I know are frightened — frightened for their lives — and frightened for your life.”Like today’s A.I. researchers, Urey and other scientists had joined the race to build a nuclear bomb because, somewhat paradoxically, they were concerned about its dangers — they were terrified that Germany would get the weapon first. It was only natural that their safety concerns continued after the war, said Peter Kuznick, an expert on scientists’ political activism at American University.
这些科学家考察广岛和长崎的废墟后,得出了两个结论:核技术应由国际机构而非各国单独控制;在此之前,应由平民从军方手中接管美国的核武器研发项目。他们担心军方会过度专注于武器研发、要求严守秘密,并可能破坏民主。尤里写道,让军方继续掌控该项目,在意图上similar to“把权力从德国国会移交给希特勒”。
When these scientists surveyed the wreckage of Hiroshima and Nagasaki, they came to two conclusions: that nuclear technology should be controlled by an international authority, not individual countries. And that, until then, civilians should take control of the U.S. program from the military, which they worried would focus excessively on weapons, insist on secrecy and potentially undermine democracy. Urey wrote that leaving the military in control was similar in intent to “the transfer of power from the German Reichstag to Hitler.”
正如历史学家杰西卡·王所述,核轰炸发生仅数周后,数百名物理学家、化学家和工程师便开始在其曼哈顿计划实验室里组织团体,并游说各方支持这些主张。后来,他们成立了一个全国性委员会,成员包括工会、专业协会和宗教团体,所属会员总数达数百万人。
Within weeks of the nuclear bombings, hundreds of physicists, chemists and engineers began forming organizations at their Manhattan-Project labs and lobbying for these priorities, as the historian Jessica Wang has described. They later formed a national committee that included labor unions, professional associations and religious groups, whose members summed to the millions.
一些科学家撰写文章、接受采访并向国会作证,描述核战争的恐怖景象。(“血液不会凝固,而是透过未受破损的皮肤从多处渗出。”一位在原子弹投下后不久抵达广岛的物理学家回忆道。)另一些人则奔赴全国各地,在扶轮国际和基瓦尼斯国际的俱乐部发表演讲,并参加教会和学校举行的会议。
Some scientists wrote articles, sat for interviews and gave congressional testimony describing the horrors of nuclear war. (“The blood does not coagulate but oozes in many spots through the unbroken skin,” recalled one physicist who arrived at Hiroshima not long after the bomb.) Others fanned out across the country giving speeches at Rotary and Kiwanis clubs and attending meetings at churches and schools.
全国委员会刊物《原子信息》的一期刊物向读者介绍了“W太太”。她是一名来自匹兹堡的家庭主妇,曾组织了一场教堂集会。据称,约有600人前来聆听曼哈顿计划科学家保罗·亨肖的讲话。“现场一共提出了六十个问题!这些问题被整理成清单,送交给了麦克马洪参议员。”W太太告诉该刊。这里所说的麦克马洪参议员是来自康涅狄格州的民主党人布里恩·麦克马洪。
One installment of the national committee’s publication, Atomic Information, introduced readers to “Mrs. W.,” a housewife from Pittsburgh who organized a church gathering where some 600 people reportedly showed up to listen to a Manhattan Project scientist named Paul Henshaw. “Sixty questions were asked from the floor! A list of these questions was forwarded to Senator McMahon,” Mrs. W. told the publication, referring to Brien McMahon, a Democrat from Connecticut.
1945年秋天,科学家及其支持者协助阻止了一项法案的通过。杜鲁门总统和战争部都支持该法案,而它极有可能进一步巩固军方对核计划的掌控。第二年夏天,国会通过了一项由麦克马洪参议员推动的法案,将核计划的领导权交给文职人员。尽管作出了一些妥协,科学家们仍认为,这项法案将促进对和平利用核能的研究,例如廉价能源,以及相关知识的传播。
In the fall of 1945, the scientists and their allies helped block a bill that President Truman and the Department of War had supported, which would have very likely cemented the military’s grip on the nuclear program. The next summer, Congress passed a bill, shepherded by Senator McMahon, that put civilians in charge. Despite some compromises, the scientists believed it would promote research into peaceful uses like cheap energy and the spread of that knowledge.
由于美国和苏联陷入僵局,这项运动未能实现第二个目标——建立一个监督核能利用并防止各国将其武器化的国际机构。反共的偏执情绪随之兴起,科学家运动也被迫淡出舞台。
But the campaign fell short of its second goal, an international agency that would oversee nuclear power and prevent countries from weaponizing it, because of a stalemate between the United States and the Soviet Union. Anti-Communist paranoia set in and swept the scientists’ movement offstage.
到了20世纪80年代,这类组织行动的局限变得更加明显。当时,里根政府正推动一项利用部署于外太空的激光拦截核导弹的计划。
The limits of this kind of organizing became even more apparent in the 1980s, as the Reagan administration pushed a plan to shoot down nuclear missiles using lasers based in outer space.
冷战后期的沙文主义思潮助推了这个听起来像是科幻作品的提案,批评者将其昵称为“星球大战”。当国会为其拨出数十亿美元的资金时,许多物理学家深感不安。他们认为,这项计划不仅在技术上无法实现,而且十分危险。他们担心,这会促使苏联生产更多导弹,以突破潜在的美国防御屏障。1986年,3500多名科学教授、研究人员和研究生签署了一份宣言,承诺拒绝五角大楼为导弹防御研究提供的资金。
Late-Cold War chauvinism helped prop up the science-fiction sounding proposal, which critics nicknamed “Star Wars.”When Congress funded it to the tune of billions of dollars, many physicists were alarmed. They considered the program not just technically infeasible, but dangerous. They worried it would encourage the Soviet Union to produce even more missiles to penetrate a potential U.S. shield. More than 3,500 science professors, researchers and graduate students signed a pledge in 1986 to refuse Pentagon funding for missile-defense research.
然而,科学家们并不总能团结一致。该国最顶尖院系的许多物理学家拒绝在承诺书上签字;其中一些人与导弹防御承包商有着利润丰厚的咨询关系,还同政府官员交往甚密。
The scientists didn’t always present a united front, however. Many physicists at the country’s top departments declined to sign the pledge; some had lucrative consulting relationships with missile-defense contractors and hobnobbed with administration officials.
不过,科学家们最终帮助揭示了这一构想究竟有多么荒谬。普通科学家的反对态度把怀疑情绪传达给了公众,也在知名内部人士中产生了影响,这些人随后也提出了自己的批评意见。“从某种意义上说,主张抵制的人,是更广泛科学界情绪和意见的风向标,”哈佛大学历史学家本杰明·威尔逊说。他的著作《奇异的稳定》探讨了科学家与军工复合体之间的关系。
But the scientists helped expose the idea’s sheer loopiness in the end. The opposition of the rank-and-file scientists conveyed the skepticism to the public, and carried weight with the prominent insiders, who offered up critiques of their own. “In some sense, the people advocating for boycotts, they’re a barometer of the mood and the opinion of the larger scientific community,” said Benjamin Wilson, a historian at Harvard, whose book “Strange Stability” explores the relationship between scientists and the military-industrial complex.
“越到高层的人对此越敏感。”里根政府吸纳科学家参与“星球大战”计划,向一组杰出物理学家分享机密信息,开展持续多年的研究,最终却酿成了一场政治灾难。1987年,这些物理学家提交了一份报告,其中一些人与该计划存在经济往来。报告得出结论:至少再过十年,研究人员才能就是否采用这项技术作出“有充分依据的决定”。
“The higher-level people are sensitive to that.”When the Reagan administration welcomed in scientists, sharing classified information with a group of prominent physicists for a multiyear study of Star Wars, it ended in political disaster. A 1987 report by the physicists, some of whom had financial ties to the program, concluded that it would take at least a decade before researchers could even make “an informed decision” about whether the technology was workable.
主流报纸的报道和评论反复强调报告作者们无可挑剔的资历,并使用“毁灭性打击”(形容报告造成的影响)和“科学败笔”(概括对里根计划的评价)之类的说法,尽管作者们认为自己只是采取了一个合理的中间立场,以便让研究经费继续流入。
Coverage and commentary in major newspapers dwelled on the authors’ impeccable credentials and featured terms like “devastating blow” (to describe the report’s impact) and “scientific dud” (to distill its verdict on the Reagan program), even though the authors thought they were occupying a sensible middle ground that would keep the research dollars flowing.
当然,世界之所以没有走向核毁灭,有许多原因。但科学家在使“星球大战”沦为笑柄方面所发挥的作用,确实很难忽视。
There are lots of reasons the world has avoided nuclear annihilation, of course. But it’s hard to overlook scientists’ role in making Star Wars a punchline.
逐利还是灾难 政府在核武器方面发挥核心作用,意味着行动派科学家基本只有一个可以施加影响的对象。相比之下,在人工智能行业发出警告的人面对的是一个由多家竞争公司构成的割裂局面。这使得协调一致地推动方向转变变得困难得多。任何大型人工智能实验室如果单方面采取类似将核技术控制权交给平民的措施,几乎肯定会被竞争对手远远甩在身后。
Profit vs. Catastrophe The government’s central role in nuclear weapons meant there was essentially one entity for activist-scientists to sway. Those raising alarms in the A.I. industry, on the other hand, face a fractured landscape of competing companies. That makes it much more difficult to coordinate a change in direction. Any major A.I. lab that unilaterally took a step analogous to putting civilians in control of nuclear technology would almost certainly get left in the dust by its rivals.
OpenAI是最近因其失控的人工智能智能体而让研究人员警醒的公司之一。该机构成立之初是一家致力于安全开发人工智能的非营利组织,但后来设立了一家营利性实体,实际上已将原公司的大部分业务纳入囊中。
OpenAI, one of the companies whose rogue A.I. agents have sobered researchers lately, began life as a nonprofit dedicated to building A.I. safely. But it later set up a for-profit entity that has effectively swallowed much of the original company.
不过,政府有可能实施监管——目前人工智能领域的监管仍很有限——这意味着科学家的压力可以通过塑造公众舆论,帮助遏制这项技术的发展。这种情况可能已经发生。路透社与益普索最近的一项民意调查显示,过去一个月,认为人工智能对社会产生负面影响的受访者比例略有上升。近四分之三的受访者表示,人工智能公司需要采取更多措施,以降低灾难发生的可能性。
Still, the possibility of government regulation — so far minimal when it comes to A.I. — means that pressure from scientists can help rein in the technology by shaping public opinion. That may be happening already. A recent Reuters/Ipsos poll found that the percentage of respondents who say A.I.’s effect on society is negative has increased somewhat in the past month. Nearly three-quarters said that A.I. companies needed to do more to lower the chances of catastrophe.
《星球大战》中的这一情节很值得借鉴。与导弹防御一样,人工智能加速开发带来的风险,前沿科学家和企业高管都清楚了解。然而,业内一些最突出的人物——那些有望借此赚取数亿甚至数十亿美元的人——在财务上存在利益冲突。而他们的经济利益可能扭曲其思维,促使他们强调继续开发所能带来的社会效益,以及放慢开发节奏的徒劳无益。
The particulars of the Star Wars episode are instructive. As with missile defense, the risks of accelerated A.I. development are well-known to scientists and executives at the cutting edge. Yet some of the industry’s most prominent figures — those who stand to earn hundreds of millions or even billions of dollars — are financially conflicted. And their financial stake can skew their thinking, prompting them to emphasize the societal benefits of continuing development and the futility of slowing down.
这正是雅各布·考克森等人发挥作用的地方。和他们在核工业体系中的前辈一样,人工智能领域的主要人物通常希望把自己视为负责任、诚实的人,因此也很可能会受到基层同僚不断公开呼吁的约束。实际上,这种压力可以促使他们以降低灾难发生可能性的方式公开发声。
That’s where the likes of Jacob Coxon come in. Like their predecessors in the nuclear establishment, the leading A.I. figures generally want to think of themselves as responsible and honest, and so they are likely to be hemmed in by an accumulation of public appeals from lower-level colleagues. They can effectively be prodded to speak up in ways that make disaster less likely.
在考克森辞职后的几天内,他那些相对匿名的同事纷纷转发并表示赞同,他的前老板达里奥·阿莫代伊便写了一篇3800字的文章,呼吁放缓人工智能研发。萨姆·奥尔特曼、埃隆·马斯克以及谷歌人工智能实验室负责人德米斯·哈萨比斯,很快都表示支持。
Within days of Coxon’s resignation and the reposts and amens from his relatively anonymous co-workers, his former boss Dario Amodei penned a 3,800-word essay urging a slowdown in A.I. development. Sam Altman, Elon Musk and the chair of Google’s A.I. lab, Demis Hassabis, all quickly endorsed it.
对于那些认为能够自我改进的人工智能模型可能失控并陷入恶性循环的人来说,仅靠放缓研发速度或许还远远不够。未来真正的博弈在于,一线员工能否发出比数十亿美元利益更响亮的声音。
For those who believe that self-improving A.I. models can spiral out of control, a slowdown alone probably wouldn’t suffice. The game going forward is whether the rank-and-file can speak louder than the billions of dollars on the line.
诺姆·沙伊伯是《纽约时报》记者,报道白领群体,重点关注薪酬、人工智能、失业和经济流动性等议题。
Noam Scheiber is a Times reporter covering white-collar workers, focusing on issues such as pay, artificial intelligence, unemployment and economic mobility.