
据杰里米·霍奇斯报道,英国监管机构因德勤在审计Go-Ahead集团子公司时存在疏漏,对其处以600多万英镑(约合790万美元)的罚款。
LLP was hit with a more than £6 million ($7.9 million) fine by a UK regulator over the The Go-Ahead Group Ltd.
英国财务报告委员会指出,德勤在审计过程中未能充分开展调查、缺乏应有的职业审慎性,也未对显示存在欺诈风险的证据予以充分评估。
The Financial Reporting Council said on Thursday that Deloitte “failed to enquire sufficiently failed to apply sufficient professional skepticism, and failed to evaluate the evidence indicating the existence of fraud risk factors,” when auditing subsidiaries of the transport group.
2016至2020财年期间,德勤为该运输集团进行的多项审计工作均未达到财务报告委员会设定的标准。由于德勤积极配合调查并主动承认错误,原本1100万英镑的罚款金额得以减免。
The audits carried out between the 2016 and 2020 financial years didn’t meet the standards required by the FRC. The fine was reduced from £11 million for Deloitte’s cooperation and early admissions, the regulator said.
此外,该委员会还宣布结束针对德勤2021财年审计工作的专项调查。
The FRC said it also closed a separate probe of the 2021 financial year audits of the firm.
德勤英国公司在声明中表示:“我们为部分审计工作未能达到预期标准深感遗憾,并已从中汲取教训。我们将持续努力提升服务质量,确保审计工作的高质量完成。” 2022年,由Kinetic Group与Globalvia Inversiones SA牵头的财团以7.14亿英镑的价格收购了Go-Ahead集团,使其从上市公司转为私人控股企业。
“We regret that aspects of our audit work did not meet the standards expected and have learned from this matter,” Deloitte UK said in a statement. “We are committed to continuous improvement and the delivery of high quality audits.”A consortium led by Kinetic Group and Globalvia Inversiones SA took Go-Ahead Group private for £714 million in 2022.