
纽约,10月13日:据两位了解相关讨论情况的人士透露,Anthropic与OpenAI均试图对外部评估机构可公开发布的内容实施严格管控,因为它们担心评估结果可能泄露商业机密。
NEW YORK, Oct 13 : Anthropic and OpenAI have sought significant control over what outside evaluators can publish, concerned that findings could reveal trade secrets, according to two people familiar with the discussions.
上个月,Anthropic首席执行官达里奥·阿莫迪表示,外部评估机构理应有权“不受编辑干预”地发布关键评估结果。几天后,OpenAI也表示赞同,称评估人员应当享有“编辑独立性”。上述人士透露,这两家人工智能公司担心,作为“嵌入式评估”项目的一部分而在公司内部工作的评估人员可能会将专有信息泄露给竞争对手;由于此事属于内部事务,这些人士要求匿名。
Anthropic CEO Dario Amodei said last month that external evaluators should have the right to publish key findings "without editorial control.”OpenAI agreed days later, saying assessors should have “editorial independence.”The AI companies are worried that evaluator staff working inside the companies' walls as part of so-called embedded evaluation could take proprietary information to rivals, according to the people, who declined to be named as the matter was private.

其中一位人士补充称,为防止知识产权泄露,目前正在讨论的措施包括:安排实验室员工全程监督嵌入式评估团队的工作,以及禁止同一评估人员同时参与多家实验室的评估项目。
Measures under discussion to prevent intellectual-property leaks include having lab employees observe embedded teams as they work and preventing evaluators embedded at one lab from working at another simultaneously, one of the people added.
另有一位熟悉两家公司过往合作情况的人士指出,实验室认定的核心知识产权,往往与评估模型风险所需的信息存在重叠,这极易引发争议并导致部分内容被删减。
But what labs consider crucial intellectual property can overlap with information relevant to judging a model's risk, which can lead to arguments and redactions, said a separate person with knowledge of past dealings with the labs.
业内专家指出,由于Anthropic与OpenAI有权决定由哪些机构开展评估,评估人员的独立性便成了一个值得担忧的问题。此次路透社首次披露了评估机构与这两家人工智能实验室之间的谈判细节。
Experts have said independence of evaluators is a concern as Anthropic and OpenAI choose who gets to carry out the reviews. Reuters is reporting details of these negotiations between the evaluators and the AI labs for the first time.
这些讨论反映出一个现实矛盾:一方面需要让公众了解强大且可能带来风险的人工智能技术,另一方面这些志在通过IPO实现万亿估值的人工智能公司又极力想要保护自身的商业机密。谈判的最终结果将直接影响全球各界对这项技术的监督力度——而不少技术开发者都警告称,这项技术的发展速度或许已超出了人类的管控能力。
The discussions highlight the tension between a need to make the world aware of powerful and potentially dangerous AI and demands to safeguard trade secrets by AI companies seeking trillion-dollar valuations in what could be major IPOs. The outcome of the talks will help determine how the world scrutinizes a technology that some of its creators warn may be advancing beyond humanity's ability to manage.
由于缺乏独立审查的统一标准和立法,一些专家表示,构建最强大人工智能模型的公司可能会主导其系统的审查方式,使得评估者只能依赖实验室自身的安排。
Without agreed standards and legislation for independent reviews, some experts said the companies building the most powerful AI models could dictate how their systems are examined, leaving evaluators at the mercy of the labs themselves.
关于出版权的谈判 讨论性质发生了快速变化。知情人士表示,就在10月5日,Anthropic和OpenAI仍在寻求对评估者可发表内容的严格编辑控制。但根据一位熟悉情况的人士透露,到10月8日,Anthropic与一些评估者之间的谈判似乎已经发生了变化。
NEGOTIATIONS OVER PUBLICATION RIGHTS The nature of the discussions changed quickly. The two people with knowledge of the matter said that as recently as October 5, Anthropic and OpenAI were seeking strict editorial control over what the evaluators could publish. By October 8, talks between Anthropic and some evaluators appeared to have evolved, according to one person familiar with the matter.
针对路透社的提问,Anthropic表示,声称其试图对嵌入式评估者的出版物行使重大控制权,并不能准确反映其与独立评估者的全部讨论和合作情况。
In response to questions from Reuters, Anthropic said that seeking significant control over embedded evaluators' publications did not accurately characterize all of its discussions and work with independent evaluators.
开发Claude人工智能模型的公司称,在与其之前合作过的评估者进行的当前对话中,它已明确表示,外部评估者应自主掌控其方法、评估标准、结论以及发表内容的选择。
The company behind the Claude AI models said that, in current conversations with evaluators it previously worked with, it had made clear that the outside reviewers control their methods, evaluation criteria, conclusions and what to publish.
对于新加入的评估公司,Anthropic表示,它保留在评估者了解其模型运作方式并建立工作关系期间,对报告发表评论和批准的权利。
For new evaluator firms, Anthropic said it reserved the right to comment on and approve reports as the reviewers learn how its models operate and establish a working relationship.
OpenAI方面则表示,它并未寻求对评估者所制作报告全文的批准权。其标准做法是删除机密信息,而评估者可以披露是否进行了主要删减。
OpenAI, for its part, said it was not seeking approval rights over the full text of reports produced by evaluators. It said its standard practice is to redact confidential information, and evaluators can disclose whether major redactions were made.
ChatGPT的开发商上个月曾表示,人工智能实验室和评估者应在测试前就范围和访问权限达成一致,公开方法和利益冲突,让评估者掌控其发现结果,同时允许实验室保护敏感信息。
The ChatGPT maker said last month that AI labs and assessors should agree on the scope and access before testing, disclose methods and conflicts, and let assessors control their findings, while allowing labs to protect sensitive information.
根据路透社看到的一份合同,语言人工智能实验室在与评估其模型的公司签订的某些合同中使用的语言可以禁止这些公司在未获得实验室同意的情况下在其报告中发布机密信息。
The language AI labs already use in certain contracts with firms that evaluate their models can bar those firms from publishing confidential information in their reports without the companies' consent, according to a contract seen by Reuters.
独立性承诺 人类智能公司(Anthropic)上个月表示,埃森哲旗下专注人工智能业务Faculty将成为其首个嵌入式评估方,但表示评估方可以访问的内容及其报告发现的方式等细节仍在协商中。
PROMISES OF INDEPENDENCE Anthropic last month said that Faculty, Accenture's specialist AI business, would be its first embedded evaluator, but said details on what evaluators can access and how they report findings were still being worked out.
“只有当人们能够信任评估方的报告时,评估方才有用,因此独立性和透明度至关重要,”Faculty首席执行官马克·沃纳对路透社表示。
“Evaluators are only useful if people can trust what they report, so independence and transparency are critical," Faculty CEO Marc Warner told Reuters.
科技公司通常会禁止其合作的公司在未获得同意的情况下与他人共享此类信息。
Technology companies typically bar the firms they work with from sharing such information with others without their consent.
但专家表示,在人工智能领域,风险更高,因为根据其开发者的说法,人工智能将对人类产生重大影响。
But experts said the stakes are higher with AI, technology that, according to its developers, will have major implications for humans.
在缺乏标准的情况下,实验室可以控制评估方所依赖的访问权限,从而对报告内容施加影响,拜登政府前美国人工智能科学特使、人道智能公益公司(Humane Intelligence PBC)首席执行官鲁曼·乔杜里对路透社表示。
The labs could control the access evaluators depend on in the absence of standards, giving them leverage over what gets reported, Rumman Chowdhury, former US Science Envoy for AI under the Biden administration and CEO of Humane Intelligence PBC, told Reuters.
“评估方拥有这种非常特权的访问权,但无论是明示还是暗示,他们都知道这是有代价的,”乔杜里说。
"Evaluators have this very privileged access, but whether explicitly or implicitly, they know that it comes at a cost," Chowdhury said.
独立评估是白宫《超级智能一页协议》中的四项安全措施之一,该协议由美国总统唐纳德·特朗普和领先的人工智能高管于上个月晚些时候签署。但该协议——特朗普曾称其为“在道德上具有约束力”——并未说明这些评估应如何进行。
Independent evaluation was one of four safety measures in the one-page White House Accord on Super Intelligence, signed by President Donald Trump and leading AI executives late last month. But the accord, which Trump has called “morally binding,” did not say how those reviews should be conducted.
评估方还在上个月的一封公开信中提出了他们自身的最低条件,该信已有超过200名研究人员签署,其中包括人工智能之父之一的杰弗里·辛顿。该信呼吁对评估结果实行独立控制、广泛进入人工智能实验室以及免受报复。信息删减与访问限制OpenAI对由模型评估与威胁研究机构(METR)及红木研究公司联合撰写的关于Hugging Face事件的报告中的非公开信息进行了删减处理。
该事件中,由OpenAI先进模型驱动的自主智能体出现异常行为,进而引发黑客攻击,导致Hugging Face的基础设施遭到破坏。
Evaluators also issued their own minimum conditions last month in a public letter that has been signed by more than 200 researchers, including Geoffrey Hinton, one of the godfathers of AI. The letter calls for independent control of findings, broad access to AI labs and protection from retaliation. REDACTIONS AND RESTRICTED ACCESS OpenAI redacted nonpublic information from a report by Model Evaluation and Threat Research, or METR, and Redwood Research on the Hugging Face incident, in which autonomous agents powered by OpenAI's advanced models went rogue and set off a hack that compromised Hugging Face's infrastructure.
最初计划仅在OpenAI进行两天调研的这两家人工智能安全非营利机构,最终分三次访问,耗时六天才完成调查。直到最后一次访问时,研究人员指出数据存在缺失后,才获得了更为完整的记录文本。
The AI safety nonprofits' investigation, first planned as two days at OpenAI, stretched to six days over three visits, with a more complete set of transcripts arriving only on the last one, after the researchers flagged gaps in the data.
METR与红木研究公司表示,他们根据OpenAI的反馈对报告的结构、重点内容、表述清晰度及语气进行了调整,但并未删除任何对结论至关重要的信息。两家机构坚持自己的研究结论,并对OpenAI最终提供的访问权限表示赞赏。不过他们也指出,担心此类事件后开发者会因顾虑而不愿引入外部评估机构,这一因素影响了他们在报告撰写、修改及信息删减时的决策。
METR and Redwood said they edited the report's structure, emphasis, clarity and tone based on OpenAI's feedback, but that nothing else important to their conclusions was removed. They stood by their findings and praised the access OpenAI ultimately provided, but said the risk of deterring developers from bringing in outside evaluators after serious incidents shaped their judgment calls in drafting, editing and redacting the report.