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腐败何以至此How Corruption Got This Bad

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一座雕像的背影照片,雕像手持一把剑。背景是美国国会大厦,被树木遮掩。Photograph of a statue from the backside holding a sword. The U.S. Capitol Building is in the background, shrouded by trees.

几十年来,最高法院将那些对正常运转的民主制度有害的行为合法化了。作者:利奥·J·怀斯“那不是违法的吗?”

Over the course of decades, the Supreme Court has legalized behavior that is poisonous to a functioning democracy. By Leo J. Wise“Isn’t that illegal?”

这是我作为前联邦检察官经常被问到的问题。唐纳德·特朗普、他的家人以及他的政府成员最常成为这个问题的灵感来源。去年,卡塔尔人送给美国国防部一架价值4亿美元的豪华巨型客机供总统使用,特朗普计划在离任时将其带到他的总统图书馆。随后特朗普给了卡塔尔类似北约的安全保障。这听起来像贿赂吗?就在特朗普第二次就职典礼前整整四天,阿联酋人向特朗普家族的加密货币业务投资了5亿美元。

That’s a question I get asked a lot as a former federal prosecutor. Donald Trump, his family, and members of his administration are most often the inspiration. Last year, the Qataris gave the U.S. Defense Department a $400 million luxury jumbo jet for the president’s use, which he plans to take with him to his presidential library when he leaves office. Then Trump gave Qatar NATO-like security guarantees. Does that sound like a bribe? Exactly four days before Trump was inaugurated for the second time, the Emiratis invested $500 million in the Trump-family crypto business.

四个月后,特朗普批准向他们出售先进的人工智能芯片,而拜登政府此前出于担心这些芯片落入中国人手中的顾虑而予以阻止。同样的问题。但是,尽管我听到“那不是违法的吗?”的次数比以前多得多,这却不是一个新问题。前农业部长迈克·埃斯皮和前弗吉尼亚州州长罗伯特·麦克唐奈——一位民主党人、一位共和党人——都从寻求他们帮助的个人和实体那里收受了丰厚的礼物,并因被起诉而成为全国新闻。那肯定是违法的吧?

Four months later, Trump green-lighted selling them advanced AI chips, which the Biden administration had blocked out of fear that they would fall into the hands of the Chinese. Same question. But even though I hear “Isn’t that illegal?” a lot more than I used to, it isn’t a new question. Former Agriculture Secretary Mike Espy and former Virginia Governor Robert McDonnell, a Democrat and a Republican, both took lavish gifts from individuals and entities seeking their help and made national news when they were prosecuted for it. Surely that was illegal?

然而,尽管有常识在,答案是否定的。埃斯皮和麦克唐奈都没有被追究责任,甚至特朗普看似恶劣的不当行为也很可能无法被起诉。这是因为从20世纪80年代开始,最高法院对反腐败法律的解释如此狭窄,以至于实际上将彻头彻尾的腐败合法化了。这些裁决将整类政治人物的行为置于检察官的管辖范围之外。这是一个荒谬的结果。但我们生活在最高法院的世界里。

Common sense notwithstanding, however, the answer is no. Neither Espy nor McDonnell were held accountable, and even Trump’s seemingly egregious misbehavior likely can’t be prosecuted. That’s because starting in the 1980s, the Supreme Court has interpreted anti-corruption laws in ways so narrow as to effectively legalize flat-out corruption. These decisions put whole categories of politicians’ conduct beyond a prosecutor’s reach. It’s an absurd result. But we live in the Court’s world.

二十年来,我一直在美国司法部负责起诉白领犯罪。我的第一起刑事审判案件涉及安然公司,最后一起则是亨特·拜登案。在此期间,我还以腐败罪名起诉了美军参谋长联席会议副主席、巴尔的摩市市长、巴尔的摩警察局长、巴尔的摩市检察官,以及数十名政界人士、政府雇员、警察和狱警。我曾在司法部及国会中担任与反腐败相关的领导职务。

For 20 years, I prosecuted white-collar crime at the U.S. Department of Justice. My first criminal trial was Enron. My last was Hunter Biden. In between, I prosecuted on corruption charges the vice chairman of the Joint Chiefs of Staff; the mayor of Baltimore; the Baltimore police commissioner; the Baltimore City state’s attorney; and dozens of other politicians, government employees, police officers, and prison guards. I served in leadership positions at the Justice Department and on Capitol Hill focused on corruption.

我在司法部的职业生涯是在华盛顿的公共廉政处度过的,该部门专门负责在全国范围内起诉公职人员的腐败行为;直到2025年2月,该部门实际上被撤销。我曾是被要求撤销对纽约市市长埃里克·亚当斯指控的检察官之一。和公共廉政处的几乎所有同事一样,我拒绝执行这一命令,并于同年离开了司法部。

I finished my DOJ career in the department’s Public Integrity Section in Washington, the specialized unit that prosecuted public corruption around the country—until February 2025, when it was effectively shut down. I was one of the prosecutors asked to dismiss the case against New York Mayor Eric Adams. Like nearly all my colleagues in Public Integrity, I declined to do so and left the department that year.

在这些年里,我深切体会到最高法院是如何限制检察官对公职人员提起诉讼的。甚至在我开始职业生涯之前,大法官们便开始逐步削弱联邦反腐败法规的效力,而在我任职期间这一趋势愈发明显。每当联邦调查局特工向我提供有关公职人员不当行为的证据时,我常常不得不放弃立案,因为我知道根本无法成功定罪。任职时间越长,我的工作难度就越大。

In all that time, I experienced how the Supreme Court restrained prosecutors in cases involving public officials. Even before the start of my career, the justices had begun to chip away at federal anti-corruption statutes, and this project accelerated during my tenure. When FBI agents brought me evidence of misconduct, I often had to turn the cases away, knowing I’d never be able to make charges stick. The longer I served, the harder my job became.

这些最高法院裁决中的第一起是1987年作出的麦克纳利诉美国案。在此案中,肯塔基州州长内阁的一名成员、一位当地商人以及肯塔基州民主党前主席从一家与州政府有业务往来的保险公司那里收受了数十万美元的回扣。检方指控他们剥夺了公众对其“诚实服务”的权利,这是联邦邮件和电信欺诈法规下的一项罪名。最高法院推翻了他们的定罪,并宣称公众并不享有此类权利。

The first of these Supreme Court rulings was McNally v. United States, decided in 1987. In that case, a member of the Kentucky governor’s Cabinet, a local businessman, and a former chair of the Kentucky Democratic Party received hundreds of thousands of dollars in kickbacks from an insurance company that did business with the state. Prosecutors charged them with depriving the public of its right to their “honest services,” a crime under the federal mail- and wire-fraud statutes. The Court reversed their convictions and declared that the public enjoyed no such right.

尽管联邦法院此前已维持类似定罪超过40年,但最高法院裁定所有这些法院均有误:它宣称邮件欺诈——以及由此推及的电信欺诈——法规仅限于保护金钱和财产,而非诸如公民享有良好政府之权的无形权利。国会反应迅速。一年后,国会以广泛的两党多数通过了立法,实际上推翻了法院的裁决。但麦克纳利案在这方面属于异常情况。

Although federal courts had upheld similar convictions for more than 40 years, the Supreme Court ruled that all those courts had gotten it wrong: It declared that the mail-fraud—and, by implication, the wire-fraud—statute was limited to protecting money and property, not intangible rights such as citizens’ right to good government. Congress reacted swiftly. One year later, a broad bipartisan majority in Congress passed legislation effectively reversing the Court’s decision. But McNally is an outlier in that regard.

1999年,在美国诉加州阳光-钻石种植者案中,最高法院推翻了对一个农业贸易协会的定罪,该协会曾向克林顿政府时期的美国农业部长赠送礼物——包括美国公开赛门票、昂贵的行李箱,甚至一个水晶碗。最高法院认为,因官职而向政客赠送昂贵礼物并不违法。与其关注手头的行为,安东宁·斯卡利亚大法官代表一致的法院撰写意见,编造了一个荒谬的假设——即政府对该法规的解释将允许因接受“冠军体育队赠送的复制球衣”而起诉总统。该主张忽略了一个事实:司法部永不会授权进行如此的起诉。

In 1999, in United States v. Sun-Diamond Growers of California, the Supreme Court reversed the conviction of an agricultural trade association that gave gifts—tickets to the U.S. Open, expensive luggage, even a crystal bowl—to the U.S. secretary of agriculture in the Clinton administration. The Supreme Court held that giving a politician lavish gifts because of his official position was not illegal. Rather than focusing on the conduct at hand, Justice Antonin Scalia, writing for a unanimous Court, spun out a ridiculous hypothetical—that the government’s interpretation of the statute would allow the president to be prosecuted for accepting “replica jerseys given by championship sports teams.”What that claim ignored was the reality that no Justice Department would ever authorize such a prosecution.

在2010年作出的斯克林诉美国案中,最高法院推翻了前安然公司首席执行官杰弗里·斯克林因共谋实施诚实服务欺诈而被定罪的判决。我曾是斯克林审判中的一名检察官。虽然斯克林是一家上市公司的总裁,而非政客,但他因未披露的自利交易而被指控共谋实施诚实服务电信欺诈。无论肇事者是隐瞒利益冲突对股东的公司高管,还是隐瞒对选民的当选官员,自利交易都是一个问题。

In Skilling v. United States, decided in 2010, the Supreme Court reversed the conviction of Jeffrey Skilling, a former CEO of Enron Corporation, for conspiring to commit honest-services fraud. I had been one of the prosecutors in Skilling’s trial. Although Skilling was the president of a publicly traded company, not a politician, he was charged with conspiracy to commit honest-services wire fraud for undisclosed self-dealing. Self-dealing is a problem whether the perpetrator is a corporate executive hiding a conflict of interest from shareholders or an elected official hiding one from voters.

但最高法院认为这并不违法。面对下级法院多年来一直维持对未披露自利交易的诚实服务欺诈定罪的事实,鲁思·贝德·金斯伯格大法官的多数意见指出这些判决的“罕见性”以及它们并非“清晰的典范”。当然,这并不意味着这些判决是错误的。值得注意的是,金斯伯格甚至没有说它们是错误的。相反,她声称因为贿赂和回扣是“大多数诚实服务起诉的基础”,所以该法的适用应仅限于此。

Except the Supreme Court held that it wasn’t illegal. Confronted with the fact that lower courts had for years upheld honest-services-fraud convictions for undisclosed self-dealing, Justice Ruth Bader Ginsburg’s majority opinion noted the “infrequency” of those decisions and how they were not “models of clarity.”That, of course, didn’t mean those decisions were wrong. Remarkably, Ginsburg didn’t even say they were. Instead, she claimed that because bribery and kickbacks were the “basis of most honest-services prosecutions,” that’s what the statute’s application would be limited to.

最高法院没有进行法律分析,而是诉诸于数字游戏,其实际效果是限制检察官依据该法能够提起的腐败案件数量。

In place of legal analysis, the Court resorted to a game of numbers, and the practical effect was to restrict the number of corruption cases prosecutors could bring under this statute.

也许这是最高法院最恶劣的亲腐败裁决,2016年,最高法院推翻了罗伯特·麦克唐纳的定罪。陪审团曾因他接受一家营养补充品公司首席执行官提供的17.5万美元贷款和礼物而判其有罪,该公司希望弗吉尼亚州的公立大学对其产品进行临床试验。最高法院认为,麦克唐纳为该首席执行官所做的事情——安排会议、举办活动、与其他当选官员交谈,所有这些都是为了使其公司受益——不构成“官方行为”,因此他不能因这些行为受贿。

In perhaps its grossest pro-corruption decision, the Supreme Court in 2016 reversed Robert McDonnell’s conviction. A jury had convicted the former governor on bribery charges for accepting $175,000 in loans and gifts from the CEO of a nutritional-supplement company that wanted Virginia’s public universities to run clinical trials on his product. The Court held that what McDonnell did for the CEO—setting up meetings, hosting events, talking to other elected officials, all to benefit his company—did not qualify as “official acts,” for which McDonnell could be bribed.

首席大法官约翰·罗伯茨代表全体一致的法院撰写意见,采用了对“官方行为”最为严格的定义,例如在参议院或官方委员会中投票。该决定直接导致了这样一个问题:如果这些行为不算官方行为,CEO为何要给州长那么多钱?最高法院并未给出答案。

Chief Justice John Roberts, writing for a unanimous Court, adopted the most restrictive of definitions of official acts, things such as voting in the Senate or in an official committee. The decision leads directly to the question Why would a CEO give a governor that much money if these weren’t official acts? The Supreme Court didn’t offer an answer.

随后,在2024年的斯奈德诉美国案中,最高法院推翻了印第安纳州波特奇市市长的定罪,该市长因接受一家获得超过100万美元市政合同的公司提供的1.3万美元而被起诉。检察官指控他违反了国会通过的一项旨在保护由各州管理的联邦资金的法案,该法案因其在美国法典中的编号被称为“666”。起诉书曾将这些支付给市长的款项称为非法酬金,也就是法律所说的“非法礼物”。

Then, in 2024, in Snyder v. United States, the Supreme Court reversed the conviction of the mayor of Portage, Indiana, for accepting $13,000 from a company that got more than $1 million in city contracts. Prosecutors charged him with violating a statute Congress had enacted to protect federal money administered by the states, called “666,” after its numbering in the United States Code. The indictment had charged these payments to the mayor as illegal gratuities, which is what the law calls “illegal gifts.”

在推翻其定罪时,最高法院认为,666条款仅适用于贿赂,而不适用于酬金。仅在这一年,大约1万亿美元的联邦资金流向各州。正如大法官布雷特·卡瓦诺在其多数意见中所指出的,多达1900万州和地方官员负责管理这笔资金。但根据最高法院的观点,为他们的努力给予一点额外的好处并没有错。

In reversing his conviction, the Court held that 666 covered only bribery, not gratuities. In that year alone, approximately $1 trillion in federal funds flowed to the states. As Justice Brett Kavanaugh noted in his majority opinion, as many as 19 million state and local officials administer this money. But according to the Supreme Court, there’s nothing wrong with giving them a little something extra for the effort.

那一年,最高法院裁决了特朗普诉美国案,宣布了一项广泛且此前未被承认的前总统官方行为豁免原则。与上述讨论的裁决不同,那些裁决为检察官追究某些类型的腐败留下了空间,而特朗普裁决意味着,总统作为唯一的民选官员,很可能永远不会因腐败行为被起诉。这是因为最高法院以首席大法官罗伯茨代表多数意见裁定,前总统在其“核心”宪法权限范围内的行为享有绝对豁免权,对所有其他官方行为享有推定豁免权。

That same year, the Court decided Trump v. United States,announcing a sweeping and previously unrecognized doctrine of official-acts immunity for former presidents. Whereas the decisions discussed above left prosecutors room to pursue certain kinds of corruption, the Trump ruling means that presidents, alone among elected officials, can likely never be prosecuted for corruption. That’s because the Court, with Chief Justice Roberts writing for the majority, held that former presidents enjoy absolute immunity for actions within their “core” constitutional authority and presumptive immunity for all other official acts.

更糟的是,与之前那些解释法规的裁决不同——那些裁决可以通过国会通过新立法来推翻——最高法院声称总统豁免权是宪法本身所要求的。因此,只有未来的最高法院决定推翻特朗普裁决,或对宪法进行修正案,才能撤销最高法院赋予总统的“免于监狱”的特权。

And worse, unlike the earlier decisions that interpreted statutes and that therefore Congress can reverse by passing new legislation, the Court claimed that presidential immunity was required by the Constitution itself. So only a future Supreme Court that decided to reverse the Trump decision, or an amendment to the Constitution, could cancel the get-out-of-jail-free card the Court gave presidents.

除最后两起案件——斯奈德案和特朗普案——之外,其他案件都跨越了最高法院保守派与自由派的分歧。桑-戴蒙德案和麦克唐纳德案甚至是全体一致通过的。这并不是党派政治;而是政治精英在保护政治精英。这些案件中的事实触目惊心,但最高法院宣称自己是在未来保护无辜的官僚免受过度热衷的检察官的侵害。无论如何,他们并没有做到这一点。

All but the last two decisions, Snyder and Trump, spanned the Court’s conservative-liberal divide. Sun-Diamond and McDonnell were even unanimous. This isn’t partisan politics; it’s political elites protecting political elites. The facts in these cases were egregious, but the Court purported to be saving hapless bureaucrats from overzealous prosecutors in the future. In any event, they haven’t.

相反,他们告诉普通美国人的陪审团,他们所认定的腐败行为实际上并不是腐败。也许为了掩盖自己所做的事情,最高法院使用了技术性语言而非规范性语言,这一点曾被福特汉姆法学院教授泽菲尔·蒂奇奥特在其发表于《耶鲁法学杂志》的论文《士气低落的精英欺诈》中更广泛地探讨过。但这种技术性语言无法掩盖最高法院所认可行为背后的实质恶劣性。

Instead they’ve told juries of ordinary Americans that what they concluded to be corruption was not. Perhaps to try to obscure what it was doing, the Court used technical rather than normative language, something the Fordham law professor Zephyr Teachout explored more broadly in her paper “Demoralizing Elite Fraud,” in The Yale Law Journal. But that technical language can’t obscure the underlying badness of the conduct that the Court blessed.

国会可以撤销最高法院的诸多裁决:针对“太阳钻石案”,可立法禁止因政治人物的职位而向其赠送礼物;针对“斯基林案”,可将未公开的利益冲突情形界定为损害诚信服务的欺诈行为;针对“麦克唐纳案”,可扩大贿赂罪中“公务行为”的定义范围,使其涵盖政客们日常所做的各类事务;针对“斯奈德案”,则可修订相关法律条款以将各种形式的利益输送行为纳入规制范畴。

Congress can undo much of what the Supreme Court has done: address Sun-Diamond by making it illegal to give a politician gifts because of his position; address Skilling by designating undisclosed conflicts of interest as honest-services fraud; address McDonnell by expanding the definition of official acts in the bribery statute to cover what politicians actually do all day; and address Snyder by amending 666 to cover gratuities.

如前所述,国会早已推翻了最高法院在“麦克纳利案”中的裁决,此后检察官也依据相关法律提起了数百起涉及损害诚信服务行为的诉讼,不过这些诉讼仍受到“斯基林案”裁决所设定的限制。要纠正“特朗普诉美国案”的裁决则更为困难,但仍有可行办法:国会可堵住总统借此谋取私利、打造个人政治遗产的途径——比如禁止美国政府接受卡塔尔赠送的飞机这类礼物,或规定那些向总统旗下企业投资或向其图书馆捐款的公司不得参与政府招标。

As noted above, Congress already reversed the Court’s decision in McNally, and prosecutors have brought hundreds of honest-services prosecutions ever since, albeit with the limitations the Skilling decision imposed. Addressing Trump v. United States is tougher, but options still exist: Congress could close off the avenues a president can use to enrich himself and try to build his legacy by, for example, prohibiting the U.S. government from accepting gifts such as the Qatari plane, or disqualifying companies that invest in a president’s businesses or donate to his library from bidding on government contracts.

这虽是良好的第一步,但还需要更大力度的举措,比如参议员伊丽莎白·沃伦提出的《反腐败与公共诚信法案》。遗憾的是,与最高法院一样,国会至今仍选择保护政治精英——只不过国会采取的方式是无所作为罢了。

That would be a good first step, but more ambitious approaches are needed, such as Senator Elizabeth Warren’s Anti-Corruption and Public Integrity Act. Unfortunately, Congress, like the Supreme Court, has so far chosen to protect political elites—in Congress’s case, by doing nothing.

这种行为应该是非法的,因为腐败是民主的毒药。肯坦吉·布朗·杰克逊大法官在斯奈德案的异议中写道:“贪婪使政府——各级政府——对所服务的社区而言变得反应迟钝、效率低下且不可信。”而美国人也知道这一点。上个月公布的盖洛普调查结果显示,美国人对政府腐败的看法在20年来达到最高:89%的成年人表示腐败普遍存在。

This behavior should be illegal because corruption is poison to democracy. Justice Ketanji Brown Jackson wrote in dissent in Snyder, “Greed makes governments—at every level—less responsive, less efficient, and less trustworthy from the perspective of the communities they serve.”And Americans know it. Results of a Gallup survey announced last month show that Americans’ perceptions of government corruption are at their highest in 20 years: 89 percent of adults say it is widespread.

这一比例较2025年上升了10个百分点,且包括民主党和共和党的绝大多数成员。尽管最高法院已将政客置于法律之外——至少目前如此——但公众已经明白了这一点。希望新一届国会也能意识到这一点。

That is a 10-percentage-point increase since 2025 and includes strong majorities of both Democrats and Republicans. Although the Court has placed politicians beyond the law’s reach, at least for now, the public gets it. Hopefully, a new Congress will too.

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