由于德国市场监管机构发现该公司未能及时披露德国商业银行股份公司的投票权，野村控股公司遭到罚款。
Holdings Inc. was fined by Germany’s markets regulator which found that the firm failed to disclose voting rights in Commerzbank AG in a timely manner.
该监管机构名为联邦金融监管局（Bafin），根据其周二的一份声明，该机构对日本最大的券商处以32万欧元（合35.9万美元）的罚款。联邦金融监管局表示，这些疏漏发生在5月和6月意大利裕信银行股份有限公司对这家德国银行发起收购要约期间。
Bafin, as the authority is known, imposed a penalty of €320,000 ($359,000) on Japan’s biggest brokerage, according to a statement on Tuesday. The lapses took place in May and June during UniCredit SpA’s takeover offer for the German lender, Bafin said.
野村的一名发言人拒绝就与监管机构的互动置评。他在给彭博社的一封电子邮件中表示：“该公司一向高度重视合规。”
A Nomura spokesman declined to comment on interaction with regulators. “The firm takes adherence to regulations seriously,” he said in an email to Bloomberg.
野村是将德国商业银行股份出售给裕信银行的股东之一。这家德国银行曾表示，出售的股份数量主要来自银行及相关实体，其中一些是“裕信银行通知的衍生品交易对手”。在获得欧洲央行对其上周增持股份的批准后，裕信银行正离收购德国商业银行更近一步。
Nomura was among shareholders to tender shares in Commerzbank to UniCredit. The German lender had said that the tendered volume largely stemmed from banks and related entities, some of which were “notified derivative counterparties of UniCredit.”UniCredit is getting closer to taking over Commerzbank after winning approval from the European Central Bank for its increased stake last week.