
英国金融监管机构周五呼吁私募市场公司改进其识别和管理利益冲突的方式,原因是该行业正在扩张,商业模式也日趋复杂。
Britain's financial watchdog on Friday called on private market firms to improve how they identify and manage conflicts of interest as the sector expands and business models grow more complex.
英国金融行为监管局(FCA)表示,对私募股权、私人信贷和房地产公司的一项审查发现,各公司的标准差异很大,一些公司展现出强有力的治理和监督,而另一些公司则未能正确识别利益冲突,或未能及时更新管控措施。
The Financial Conduct Authority (FCA) said a review of private equity, private credit and real estate firms found standards varied widely, with some firms showing strong governance and oversight while others failed to identify conflicts properly or keep controls up to date.
FCA表示,它期望公司能够有效识别、记录、管理和披露利益冲突,并证明投资者受到公平对待,尤其是在投资者高度依赖公司判断、治理和管控的领域。
The FCA said it expects firms to be able to identify, record, manage and disclose conflicts effectively, and demonstrate that investors are being treated fairly, particularly in areas where investors place significant reliance on firms' judgement, governance and controls.