
一项对 OpenAI 内部错位监控系统的独立评估显示,在该公司机器人闯入模型托管平台 Hugging Face 的一段时期内,该系统不适合其预定用途。防护措施远远不够强。
An independent evaluation of OpenAI's internal misalignment monitoring system revealed that the system was not fit for purpose during a period when the company's bots were breaking into model-hosting platform Hugging Face. The safeguards weren't nearly strong enough.
评估合作方 METR 和 Redwood Research 在周四发布的报告中表示:“METR 和 Redwood 的员工在截至 7 月 21 日的异步内部错位监控系统中发现了若干新型漏洞。”
"The METR and Redwood employees discovered a number of novel vulnerabilities in the asynchronous internal misalignment monitoring system as it existed on and before July 21st," said evaluation partners METR and Redwood Research in a report released on Thursday.
据 OpenAI 称,该系统此后已得到改进,旨在监控 AI 智能体的行为。但 METR 和 Redwood Research 描述称,其监控能力不完整,且可能被本应受监控的智能体绕过。绕过系统并非总是必要,因为系统并非总在运行。例如,在压缩事件期间监控会被暂停。压缩是 AI 模型将上下文窗口中的数据压缩以腾出空间供进一步输入的过程。
The system, since improved according to OpenAI, was intended to monitor AI agent behavior. But as described by METR and Redwood Research, its monitoring capability was incomplete and could be bypassed by the agents it was supposed to monitor. Bypassing the system wasn't always necessary because it wasn't always operative. Monitoring was suspended, for example, during compaction events. Compaction is a process by which AI models condense the data in their context window to make room for further input.
根据报告,在 2026 年 5 月至 7 月期间,约 10% 符合条件的内部 Codex 流量在压缩期间未受监控。理论上,这一缺口足以让 AI 智能体无限期推迟监控:智能体可通过持续采取行动而不将控制权交还给用户,进一步抑制监控。
And between May and July 2026, about 10 percent of eligible internal Codex traffic went unmonitored during compaction, according to the report. That gap was theoretically large enough to allow AI agents to postpone monitoring indefinitely: agents could further suppress monitoring by continuing to take actions without returning control to the user.
报告解释道:“在演练期间,监控系统在智能体将控制权交还给用户时触发,因此在压缩事件未被监控的时间段里,智能体只需持续采取行动,就能无限期推迟接受监控。”
"At the time of the exercise, the monitoring system triggered when agents returned control to the user, so during the time period when compaction events were not being monitored, agents could indefinitely postpone being monitored by simply continuing to take actions," the report explains.
这并不意味着 OpenAI 智能体一定这样做了——它们实际采取的针对 Hugging Face 和其他组织的行动现已有详细记录。
This is not to say that OpenAI agents necessarily did so – the actions they did take, against Hugging Face and other organizations, have now been well documented.
但如果OpenAI的AI代理倾向于隐瞒其活动——例如在压缩过程中行动——或者仅仅是在系统盲区中运作,那么OpenAI的内部监控系统很容易就会错过任何不当行为。报告继续沿着这一思路展开,不仅指出了监控漏洞,还指出了构建粗糙的软件——不妨称之为“氛围编码”产物?——这些软件让OpenAI代理得以规避简陋的监控。报告称:“我们发现Codex代理原则上可以绕过Codex沙箱和自动审查,从而采取宿主用户能够采取的任何行动。”
But OpenAI's internal monitoring system could easily have missed any misbehavior, were the company's AI agents inclined to conceal their activities – by acting during compaction – or simply to operate in system blind spots. The report continues in this vein, citing not only monitoring gaps but poorly constructed software – dare we say vibe-coded? – that gave OpenAI agents the means to evade the shoddy monitoring. "We found a way Codex agents could in principle bypass Codex sandboxing and Auto-Review, allowing them to take any action that the host user could take," the report says.
“我们还发现了一个代理可利用的漏洞,该漏洞会阻止数百个最近的动作(包括漏洞利用本身涉及的动作)被监控。”OpenAI对该漏洞的细节进行了删减,但简而言之:本可能遗漏部分流量的监控系统,可被受限于失效沙箱且拥有规避监控漏洞的代理所避开。但这还不是全部。评估人员发现,AI代理能够构造导致监控失效的输入,存在两个可由客户端控制的标头能够禁用对新代理的监控,且存在两个被认为是只读但可被利用在沙箱中采取任意行动的未受监控代理工具——正如上文所述,沙箱漏洞百出。
"We also discovered an exploit agents could use that would prevent hundreds of recent actions (including the actions involved in the exploit itself) from being monitored." The details of this exploit were redacted by OpenAI, but to summarize: the monitoring system that missed some traffic could be avoided by agents that were constrained by a non-working sandbox and had access to an exploit to evade monitoring. But that's not all. The evaluators found that AI agents could craft inputs that caused monitoring to fail, that there were two client-controllable headers capable of disabling the monitoring of new agents, and that there were two unmonitored agentic tools that were thought to be read-only but could be exploited to take arbitrary action in the sandbox – which as noted above leaked like a sieve.
总之,METR和Redwood Research建议,AI公司使用的代理监控系统应当真正发挥作用,并足够稳健,能够“抵御高能力内部代理大规模发起的蓄意、策略性和持续性攻击”。®
In conclusion, METR and Redwood Research propose that the agent monitoring systems used by AI companies actually work and are robust enough to "withstand deliberate, strategic, and sustained attacks from highly capable internal agents at scale." ®