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美国在知识产权问题上的虚伪立场America’s Hypocritical Take on Intellectual Property

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一份被忽视的美国司法部(DOJ)文件指出,针对人工智能(AI)公司的版权诉讼应当被广泛驳回。

An overlooked DOJ document argues that copyright suits against AI companies should be widely dismissed.

《Strike 3》(一家成人电影公司)的创始人亚历克斯·雷斯纳(Alex Reisner)或许与这些公司看起来没什么共同点,但他们都有一个共同目标:他们希望因自己的作品被用于训练AI模型而获得相应的报酬。在过去一年里,这些公司纷纷对大型AI公司提起诉讼,指控这些公司未经许可就使用了他们的内容来训练AI模型。

By Alex Reisner the publisher of , and Strike 3, an adult-film company, may not seem to have much in common. But they all agree on one thing: They want payment for the use of their work in training AI models. In the past year, each of them has brought a lawsuit against the big AI companies, claiming that their content was used to train models without permission.

他们并非个例:迄今为止,已有超过130起诉讼针对OpenAI、谷歌(Google)、亚马逊(Amazon)、Meta、xAI、Perplexity、Nvidia、Suno等AI公司提起,原告要求的赔偿金额高达数十亿美元。上周,在一起针对OpenAI的诉讼中,有文件显示OpenAI的开发者曾非法入侵相关网站的付费系统以下载文章。在同一批文件中,一位当时与OpenAI拥有独家合作关系的微软(Microsoft)高管称这种行为“属于前所未见的严重侵权行为”。

And they’re not alone. More than 130 lawsuits have been brought against OpenAI, Google, Amazon, Meta, xAI, Perplexity, Nvidia, Suno, and other developers of generative AI over their use of copyrighted work, with some plaintiffs seeking damages in the amount of billions of dollars. Last week, in a lawsuit filed by against OpenAI, documents emerged showing that OpenAI developers had hacked the ’ paywall to download articles. In the same documents, an executive from Microsoft, which at the time had an exclusive partnership with OpenAI, said the operation looked like “an astonishing theft of unprecedented proportions.” Read:

另外,还有人在全球范围内神秘收购二手书籍……OpenAI及其他AI公司则辩称自己的行为属于“合理使用”受版权保护的作品;他们声称自己的AI模型会对训练所用内容进行“改造”,从而创造出与原作品完全不同的新内容。无论这些诉讼的最终结果如何,其裁决都可能决定创作者和出版商在未来对其知识产权和创意作品的掌控程度。

Someone is mysteriously snapping up used books around the world OpenAI and the other AI companies defend their practices by claiming to be making a “fair use” of copyrighted work: Broadly, they claim their models “transform” the work they are trained on, resulting in something new and different from the original. Whatever the outcome of these lawsuits, the rulings may determine how much control creators and publishers have over their intellectual and creative work in the future.

由于这些诉讼涉及知名企业和巨额索赔金额,因此引发了媒体的广泛关注。然而最近有一个潜在的重要进展却几乎被忽视了:9月初,特朗普政府曾要求法官在十几起此类诉讼中支持AI公司的立场。

Because these lawsuits feature big names and big numbers, their filings draw widespread media attention. But a potentially significant development went largely unnoticed recently. In early September, the Trump administration asked a judge to rule in favor of the AI companies in more than a dozen of these lawsuits.

司法部发布了一份利益声明(SOI),声称任何有利于创作者的裁决都将是“错误的”,且是“对合理使用原则的误解”。最终,司法部辩称美国的“AI霸权”关乎国家安全,任何法律都不应阻碍或延缓其发展。

The message came from the Department of Justice, which filed a statement of interest, or SOI, that claimed that any ruling in favor of creators would be “erroneous” and “a misunderstanding of fair use doctrine.” Ultimately, DOJ argued that America’s “AI dominance” is a matter of national security, and that no law should impede or delay its development.

司法部的声明过于宽泛,以至于连特朗普政府的政治盟友都表示怀疑。保守派律师兼政治策略师迈克·戴维斯在《福克斯新闻》撰文,呼吁司法部撤回其利益声明。戴维斯写道:“在自由市场中,企业为所需投入付费。AI公司能且必须这样做。”过去两年里,特朗普政府在版权问题上采取了激进的亲科技行业立场,这或许受到了唐纳德·特朗普前“AI沙皇”、科技投资人大卫·萨克斯的影响,后者曾发帖称,如果公司必须为训练数据获取许可,AI模型“将被摧毁”。去年,特朗普解雇了美国版权局局长,她发布了一份报告,轻微暗示AI训练可能并不总是构成合理使用。

DOJ’s statement was so broad that even political allies of the Trump administration were dubious. The conservative attorney and political strategist Mike Davis wrote a Fox News opinion piece in which he called for DOJ to withdraw its SOI. “In a free market, businesses pay for the inputs they need,” Davis wrote. “AI companies can and must do the same.” Over the past two years, the Trump administration has adopted an aggressive pro–tech industry stance on copyright, perhaps influenced by Donald Trump’s former AI czar, the tech investor David Sacks, who has posted on that AI models “would be crippled” if companies have to license training data. Last year, Trump fired the head of the U.S. a report that lightly suggested that AI training might not always be fair use.

据报道,多位政府消息人士认为,她的解职是在科技行业压力下发生的。(四个月后,联邦上诉法院裁定特朗普无权解雇她,她复职。)今年早些时候,特朗普政府在一份AI政策框架中重申了其亲合理使用立场,称政府认为AI训练不违反版权法,但支持“允许法院解决这一问题”。最近的利益声明表明,政府此后可能决定在解决这一问题上发挥更积极的作用。

Multiple government sources reportedly believed her firing occurred under pressure from the tech industry. (She was reinstated four months later when a federal-appeals court ruled that Trump hadn’t had the authority to fire her.) And earlier this year, the Trump administration restated its pro-fair-use position in an AI-policy framework that said the government believed AI training did not violate copyright law, but that it supported “allowing the Courts to resolve this issue.” The recent SOI indicates that the government may have since decided to take a more active role in resolving the question.

一般来说,政府意见书(SOI,即 “Government Opinion Letter”)是联邦政府行政部门通过倡导与特定诉讼相关的国家目标来影响司法部门的一种手段。奥巴马政府在维护民权的过程中曾多次使用政府意见书;例如,2015年美国司法部向爱达荷州博伊西市的法院提交意见书,试图劝阻法官批准对在街头睡觉的人实施逮捕的判决。2023年,拜登政府再次使用政府意见书来维护跨性别者的权利——这些跨性别者因肯塔基州的新法律而被禁止接受某些类型的医疗护理。参与这些案件的律师指出,美国司法部发布的政府意见书具有极大的影响力,有时能够迅速产生决定性的结果。

Generally speaking, an SOI is a way for the executive branch of the federal government to influence the judicial branch by advocating for national goals in relation to a lawsuit. The Obama administration used SOIs as part of its campaign to defend civil rights. For example, the Obama DOJ one in 2015 with a court in Boise, Idaho, to dissuade a judge from condoning the arrest of a person sleeping on the street. In 2023, the Biden DOJ an SOI to defend the rights of transgender people who were barred by a new Kentucky law from receiving certain kinds of medical care. Lawyers involved in these cases have noted the extraordinary power of DOJ’s SOIs, which sometimes seem to produce quick and decisive results.

特朗普签署的行政命令远多于近几任总统,其司法部也提交了大量SOI(利益陈述书),所有这些都引发了一些担忧。布法罗大学法学教授克里斯蒂娜·巴塞洛缪告诉我,大量SOI和行政命令可能会削弱法院处理案件并“独立形成应对方案”的能力 Traditionally,SOI通常表达行政部门对某一法律问题的立场,但也可被用来强推对法律的一种特定解释。巴塞洛缪说:“当司法部说‘你应该这样理解这部法律’时,你会有些担心权力是否受到分立。”司法部没有回应有关其SOI的置评请求。

Trump has filed far more executive orders than recent presidents, and his DOJ has filed many SOIs, all of which has raised some concerns. Christine Bartholomew, a law professor at the University of Buffalo, told me that the large number of SOIs and executive orders may jeopardize the ability of the courts to work through cases and “develop responses independently.” Traditionally, SOIs express the executive branch’s point of view on a legal matter—but they can also be used to dictate a certain interpretation of the law. When we have “the Department of Justice saying, Here’s how you should interpret this,” Bartholomew said, “you worry a bit about the separation of power.” DOJ did not respond to a request for comment on its SOI. The statement lacks evidence in support of its biggest claim. It says AI companies should be allowed to use copyrighted books and videos for reasons of national security, because AI can be used for “analyzing intelligence information,” “enhancing weapon systems (such as drones and robotic ships),” and “providing recommendations on the battlefield (such as where to target missile strikes).” Systems classified as “AI” can be used for these things, but it’s unclear how a collection of George Saunders short stories or a Bad Bunny music video would assist in target selection on a battlefield.

这份声明没有提供证据支持其最核心的主张。它称,出于国家安全考虑,应允许人工智能公司使用受版权保护的书籍和视频,因为人工智能可用于“分析情报信息”“增强武器系统(如无人机和无人船)”,以及“提供战场建议(例如导弹打击应瞄准何处)”。被归类为“人工智能”的系统确实可以用于这些用途,但乔治·桑德斯的短篇小说集或巴布·布恩的音乐录像如何协助选定战场打击目标,目前并不清楚。

Trump has filed far more executive orders than recent presidents, and his DOJ has filed many SOIs, all of which has raised some concerns. Christine Bartholomew, a law professor at the University of Buffalo, told me that the large number of SOIs and executive orders may jeopardize the ability of the courts to work through cases and “develop responses independently.” Traditionally, SOIs express the executive branch’s point of view on a legal matter—but they can also be used to dictate a certain interpretation of the law. When we have “the Department of Justice saying, Here’s how you should interpret this,” Bartholomew said, “you worry a bit about the separation of power.” DOJ did not respond to a request for comment on its SOI. The statement lacks evidence in support of its biggest claim. It says AI companies should be allowed to use copyrighted books and videos for reasons of national security, because AI can be used for “analyzing intelligence information,” “enhancing weapon systems (such as drones and robotic ships),” and “providing recommendations on the battlefield (such as where to target missile strikes).” Systems classified as “AI” can be used for these things, but it’s unclear how a collection of George Saunders short stories or a Bad Bunny music video would assist in target selection on a battlefield.

更具相关性的一点是,司法部还指出,大型语言模型可以帮助国家安全官员“分析和推断”《纽约时报》等文章所传达的“现实世界事实”。换言之,人们可以像其他数百万人一样,使用ChatGPT获取公开信息——这远不足以成为完全无视版权法的理由。司法部没有提供任何证据表明大型语言模型比谷歌搜索更有帮助,甚至没有举出一个大型语言模型为军方提供重要洞见的例子。

Making a more relevant point, DOJ also observes that large language models can “help national security officials analyze and draw inferences” from “real-world facts such as those conveyed in New York Times articles.” In other words, they can use ChatGPT for accessing public information, as millions of other people do—a weak case for disregarding copyright law altogether. DOJ provides no evidence of LLMs being more helpful than a Google search, or even a single anecdote in which an LLM gave the military an important insight.

最后,美国司法部的声明也让政府在知识产权问题上显得十分虚伪。两个月前,当 Anthropic 公司指出中国的人工智能公司正在使用美国人工智能模型的输出数据进行训练时,美国财政部长斯科特·贝森特表示这种行为“不可接受”,并称其为“知识产权盗窃”。美国国家安全局(NSA)、联邦调查局(FBI)以及网络安全与基础设施安全局(Cybersecurity and Infrastructure Security Agency)也谴责了这些中国公司的行为。政府的逻辑是:外国公司可以自由使用美国作者和出版商的作品,但美国公司却不能被允许以同样的方式使用外国公司的作品。

Finally, DOJ’s statement also puts the government in a hypocritical stance on intellectual property. Two months ago, after Anthropic claimed that Chinese AI companies had been training AI models on the outputs of American AI models, U.S. Treasury Secretary Scott Bessent announced that it was “unacceptable” for Chinese AI companies to do this, and called it “IP theft.” The NSA, FBI, and Cybersecurity and Infrastructure Security Agency have also condemned the Chinese AI companies for the same activities. The government’s full line of reasoning is thus: It’s okay for the work of every author and publisher to be used by AI companies freely, but it’s not okay for the work of American AI companies to be used in the same way.

虽然法官并不必严格遵守这些特别调查报告(SOI)的建议,但他们可能会感到一定的压力;尤其是考虑到特朗普去年曾试图弹劾那些反对其移民政策的法官,以及他一贯倾向于侮辱和对抗法院的态度。巴塞洛缪(Bartholomew)告诉我:“当政府愿意公开批评某些法官或他们不认同的判决时,法官在处理这类问题时就会面临更大的困难。”在未来几个月里,法官们将需要对针对 OpenAI、Stability AI、Nvidia 等人工智能公司的诉讼作出裁决。这些诉讼包括由其他新闻媒体对 OpenAI 提出的指控。如果特朗普政府及其支持的人工智能公司得逞,这些诉讼可能会重新定义“创造性工作”或“知识产权”的含义,并决定记者、音乐家或其他创作者对其作品的拥有权和控制权究竟有多大。

Judges aren’t required to follow the SOI’s recommendations, but they might feel some pressure to do so, especially given Trump’s attempt to impeach a judge last year who ruled against part of his immigration policy, and his general willingness to insult fight the courts. Bartholomew told me the question of how a judge will regard an SOI “becomes much trickier when administrations are willing to call out particular judges or particular decisions that they disagree with.” In the coming months, judges are expected to rule on some of the claims in cases against OpenAI, Stability AI, Nvidia, and other AI companies. These cases include the ones brought by and other news publishers against OpenAI. If the Trump administration and AI companies get their way, these lawsuits could redefine what it means to do creative or intellectual work—and determine how much ownership and control a journalist, a musician, or anyone else has over their work.