“艺术家和音乐家都已经经历过这种过程了,”科罗拉多州立大学数学家贾斯普里特·辛格·桑杜说。
“The artists and the musicians have already gone through this,” says Juspreet Singh Sandhu, a mathematician at Colorado State University.
限时高中考试或许会让人产生误解,但数学家的目标并不是尽快得出正确答案。事实上,数学在人们印象中是一门实用的学科,但新数学理念的形成往往更像艺术探索,无异于发明一款游戏或一道谜题。数学家通常会经过深思熟虑、有条不紊的过程来形成自己的想法。相比之下,OpenAI采用蛮力方法证明这一结论,以一种走捷径的方式推进了论证过程,却有可能削弱人类对相关问题的理解。
Despite what timed high school exams might have you believe, mathematicians aren’t focused on getting the right answer as fast as possible. In fact, contrary to math’s image as a practical subject, the development of new mathematical ideas often resembles artistic exploration, akin to inventing a game or puzzle. Mathematicians typically follow a thoughtful, deliberate process to develop their ideas. In contrast, OpenAI approached the proof with brute force, which shortcut the process in a way that threatens to undermine human understanding.
哈代是一名和平主义者。第二次世界大战期间,他撰写了这篇文章,主张人们应该单纯为数学本身而研究数学,将数学研究与应用,尤其是战时应用,分离开来。他在这篇文章中倡导“无用”的数学。他引用了著名数学家卡尔·弗里德里希·高斯关于数论的一句名言,把数论——研究整数的数学分支——视为美丽而无用的数学的典范。
A pacifist, Hardy wrote the essay during World War II to argue that people should pursue mathematics for its own sake, separate from applications, particularly wartime ones. His essay promotes “useless” mathematics. He cites famed mathematician Carl Friedrich Gauss’ oft-quoted statement about number theory, the subfield of math which involves the study of integers, as the epitome of beautiful, useless math.
哈代将数学与艺术相提并论是站得住脚的,但在一些具体问题上,他后来证明是错的:数论在“无用”了几个世纪之后,被证明对加密协议具有重要价值,而如今人们正是利用这些加密协议来保护电子邮件和银行账户的安全。
While Hardy’s comparison of math to art holds up, he would turn out to be wrong on some of the specifics: After being useless for centuries, number theory would prove valuable for encryption protocols widely used today to secure your emails and bank accounts.
不过,就目前而言,OpenAI的这项证明恰恰是“无用”的。它所解决的不过是一个几十年来一直令数学家感兴趣的谜题。
At this point, though, useless is exactly what OpenAI’s proof is. The puzzle it solves is simply one that’s been interesting to mathematicians for decades.
这个谜题的名字源自纳维—斯托克斯方程。19世纪的科学家开发了这组方程,用来描述黏性流体的流动。工程师利用这些方程为飞机制模气流,但数学家着迷的却是方程本身,而非它们的应用。
Its name comes from the Navier-Stokes equations, which 19th-century scientists developed to describe the flow of viscous fluids. Engineers use the equations to model airflow for airplane design. But mathematicians became enamored with the equations themselves, not their applications.
“数学家对这些方程式的首要兴趣当然不在工程应用,”范德堡大学数学家贾雷德·斯佩克说。他们追求这一问题的答案,是因为它具有“数学上的丰富性和谜题般的吸引力”。这个谜题的解法不会帮助任何人设计出更符合空气动力学要求的飞机机翼。换句话说,许多蛋糕都是圆柱形的,但研究描述圆柱体的方程式,并不一定能让你烤出更好的蛋糕。
“Mathematicians’ main interest in the equations was certainly not engineering,” says Jared Speck, a mathematician at Vanderbilt University. They pursued answers to the problem, he says, because of the “mathematical richness, the puzzle aspect of it.”The puzzle’s solution will not help anybody design a more aerodynamic airplane wing. Put another way: Many cakes are cylindrical, but studying the equations that describe a cylinder won’t necessarily help you bake a better cake.
“当问题难以求解时,它就会渐渐带上一点传奇色彩,”斯佩克说。纳维-斯托克斯方程的吸引力,就像人们玩数独或国际象棋的原因一样,这两种游戏除了有趣和启发思维外别无他用。这些方程式近似描述了我们所处世界中的流体运动。但数学家设想了这些方程式在一个边缘的、近乎科幻的背景中会如何适用,只因为这引起了他们的兴趣。他们提出了一个谜题:想知道这些方程式是否意味着,在不现实的条件下,流体可能会在没有物理原因的情况下发生爆炸。
“When problems resist solution, they take on a bit of lore,” says Speck. The draw of Navier-Stokes is similar to why people play Sudoku or chess, both of which have no utility other than being fun and intellectually stimulating. The equations describe fluid flow, approximately, in the world we live in. But mathematicians imagined how the equations would apply in a fringe, almost sci-fi context, just because it intrigued them. They formulated a puzzle: They wanted to know whether the equations implied that in unrealistic conditions, a fluid could explode for no physical reason.
数学家预料到,纳维-斯托克斯这类近似方程确实会蕴含此类荒谬情形,而他们尤其对此感兴趣,因为这些情形有时能够催生全新的数学思想。多年来,数学界一直围绕这些方程式构建“了一套深刻而优美的理论”,斯佩克说。在OpenAI给出证明之前,数学家们就已接近破解这一难题;该证明表明,没错,纳维-斯托克斯方程确实会蕴含一种科幻式的流体爆炸。
Mathematicians expect approximate equations like Navier-Stokes to imply such nonsensical situations, which they find particularly interesting because sometimes they can lead to brand-new mathematical ideas. For years the community had been developing “a deep and beautiful theory” around the equations, says Speck. They were on the verge of cracking the problem before OpenAI’s proof found that yes, the Navier-Stokes equations did imply a sci-fi fluid explosion.
虽然人们确实会开展以实际成果为目标的研究,例如设计新的加密协议或用于机器人的优化算法,但总体而言,数学界“感兴趣的不只是问题的是非答案”,斯佩克说。
While people do perform results-oriented math, such as to design new cryptography protocols or optimization algorithms for robotics, the mathematics community is by and large “interested in more than just a yes or no answer to a problem,” says Speck.
这种情况并没有发生在 OpenAI 的纳维—斯托克斯证明上。大语言模型无法可靠地引用自己的工作成果,也不会向人类清楚地解释自身过程。这份长达 166 页的证明仍在同行评审中,专家尚无暇确认其是否有效。数学家批评该公司没有透明地说明其如何得出这一解决方案;纽约大学数学家特里斯坦·巴克马斯特指出,OpenAI 可能在未恰当注明出处的情况下,使用了他和其他人的研究成果。
That didn’t happen with OpenAI’s Navier-Stokes proof. LLMs don’t reliably cite their work, and they don’t explain themselves clearly to humans. The 166-page proof remains under peer review, and experts have not yet had time to confirm its validity. Mathematicians have criticized the company's lack of transparency in how it arrived at the solution, and Tristan Buckmaster, a mathematician at New York University, has suggested that OpenAI may have used his and others’ work without proper attribution.
“我们甚至不知道它在整个过程中有多自主,或者需要多少人类专业知识来为这一过程搭建框架。”桑杜说。
“We don't even know how autonomous it was, or how much human expertise is necessary to scaffold the process,” says Sandhu.
由于这些以及其他因素,“实际上,我所在社群几乎没有人真正明白正在发生什么,”斯佩克说。“事实上,证明的完成顺序非常不同寻常。首先,计算机把结果给了我们,现在人们才开始说,‘让我们试着弄清楚到底发生了什么。’而我们才刚刚迈出这一步。”
Because of these and other factors, “basically nobody in my community really understands what's going on,” says Speck. “In fact, the proof was done in a very unfamiliar order. First, the result was given to us by the computer, and now people are like, ‘Let's try to understand what's going on.’ We're at the very beginning of that.”
桑杜已经签署了一份题为《人工智能与数学的严重错位》的在线声明。声明称,大规模生成证明“不是为新思想注入活力,反而可能摧毁肥沃的土壤”。该声明的首批签署者是25位菲尔兹奖章获得者,该奖项常被誉为数学界的诺贝尔奖。桑杜表示,这份声明并非反对使用人工智能;和许多数学家一样,他本人也已在工作中使用人工智能。
Sandhu has signed an online declaration titled “A Severe Misalignment of AI in Mathematics,” which says mass-producing proofs “could destroy fertile ground instead of breathing life into new ideas.”The declaration’s initial signatories were 25 winners of the Fields Medal, often called the Nobel Prize in mathematics. The declaration is not against the use of AI, says Sandhu, who, like many mathematicians, already uses AI in his work.
在桑杜看来,声明表明“数学文化重视理解”,而大型语言模型高速攻克证明的速度,可能意味着我们会在“并未理解的情况下就把问题解决”。作为对该声明的回应,OpenAI于本周成立了一个数学家顾问小组,以指导公司如何利用人工智能。一名OpenAI发言人在邮件中写道:“我们认为,[声明中的]这些批评凸显了人工智能公司与数学界开展审慎交流的必要性。”他还补充说,公司希望数学家在使用人工智能的方式问题上拥有“实质性的发言权”。
To Sandhu, the declaration states that “mathematical culture values understanding,” and that the speed through which LLMs tear through proofs could mean that “we will have solved without understanding.”In response to the declaration, OpenAI this week formed an advisory group of mathematicians to guide the company’s use of AI. “We believe those criticisms [in the declaration] highlight the need for thoughtful engagement between AI companies and the math community,” an OpenAI spokesperson writes in an email, adding that the company wants “mathematicians to have a meaningful voice” in how AI is used.
无论大型语言模型如何使用,其速度都可能妨碍人类发挥创造力。这些模型仍容易出错,但能够快速完成令人类数学家感到厌烦的冗长计算。然而,英国剑桥大学理论物理学家洛伦佐·加瓦西诺说,如果把这些计算全部外包出去,数学家可能会错失有价值的洞见。他说:“当一项计算变得比预期更难,甚至难到令人气馁时,最greatest的进展才最有可能发生。”这种艰难探索会激励数学家创造新的概念。
However they’re used, the speed of LLMs may hinder human creativity. The models, while still error-prone, can churn through long calculations that human mathematicians find unpleasant. But mathematicians may miss valuable insights by outsourcing all these calculations, says Lorenzo Gavassino, a theoretical physicist at the University of Cambridge in the UK. “When a calculation turns out to be harder than expected, to the point of it being discouraging, that is when the greatest progress is possible,” he says. The struggle inspires mathematicians to invent new concepts.
加瓦西诺以虚数 i 的发明为例,i 是−1的平方根。16世纪,在数代人试图求解三次方程之后,数学家发明了 i。三次方程是包含 x³ 项而不含更高次幂的表达式。这一新概念催生了数学的一个全新分支——复分析。几个世纪后,物理学家在描述量子力学的方程中使用虚数,并得以利用数学家关于 i 的定理,逐步深化对电子、原子乃至如今量子计算机的理解。
Gavassino gives the invention of the imaginary number, i, which is the square root of –1, as an example. Mathematicians invented i in the 16th century after generations of trying to solve cubic equations, expressions that contain an x3 term and no higher exponents. This new concept gave birth to an entirely new subfield of math, known as complex analysis. Centuries later, physicists would use imaginary numbers in the equations for describing quantum mechanics, and they were able to use mathematicians’ theorems about i to build their understanding of electrons, atoms, and, now, quantum computers.
与许多数学概念一样,虚数起初几乎没有什么用处。一个数学概念往往要经过数代人才会在实践中取得成功。首先,数学家会围绕概念背后的逻辑反复钻研、深入推敲。待该领域对这些思想形成扎实认识后,人们便会发现它可以应用于发明者始料未及的情境。
Like many mathematical concepts, the imaginary number was initially mostly useless. Often, a mathematical concept’s practical success unfolds over generations. First, mathematicians noodle extensively over the logic behind the concept. After the field develops a solid understanding of the ideas, people find applications in contexts their inventors never intended.
加瓦西诺告诉我,数学家有句俗话:“优秀的数学家证明定理;伟大的数学家提出猜想;最伟大的数学家则给出定义。”他借助一个将数学过程比作游戏的类比来解释这句话的含义。优秀的数学家赢下一场比赛;伟大的数学家提出赢得比赛的方法;最伟大的数学家则从无到有发明这项比赛。在纳维—斯托克斯方程以及其他人工智能系统给出证明的领域,大语言模型展示了如何赢得比赛,但加瓦西诺认为,这项技术距离发明新游戏仍相距甚远。
Mathematicians have a saying, Gavassino tells me: “Good mathematicians prove theorems; great mathematicians propose conjectures; the greatest of all provide definitions.”He explains what it means using an analogy that compares the mathematical process to a game. Good mathematicians win a game; great mathematicians propose ways to win a game; the greatest of all invent the game in the first place. In the case of Navier-Stokes and other areas where AI systems have come up with proofs, the LLM demonstrated how to win a game, but Gavassino thinks the technology is still far from being able to invent new ones.
尤其值得注意的是,OpenAI为生成这一证明,在算力上投入了数百万美元——相当于数十位学术数学家一年的薪酬总和。这笔相当的资金足以资助数十名研究生,而他们都有可能探索出全新的创造性解法,攻克新的难题。
Notably, OpenAI also spent millions—equivalent to the annual pay of dozens of academic mathematicians—on computational power to generate the proof. A similar sum could fund dozens of graduate students, all with the potential to unlock new creative solutions and puzzles.
数学界长期以来依靠师徒传承机制,持续数代地发现新思想。“我刚入门时,交给我的问题,比我资历深的人自己解决起来可能更容易,至少也能做得更快,”斯佩克说。“但他们是在培养我,在给我成长发展的机会。”如今,人工智能似乎能够摘取数学领域中最容易摘的果实,从而可能挖走年轻研究人员,并使学生失去学习锻炼的机会。
The mathematical community has long relied on a teacher-apprentice structure to discover new ideas sustainably over generations. “When I was starting out, I was given problems that people senior to me probably could have solved more easily themselves, or at least done more quickly,” says Speck. “But they were investing in me. They were giving me an opportunity to develop.”Now, AI seems to be capable of picking math’s lowest-hanging fruit, and thereby threatening to scoop younger researchers and deprive students of training opportunities.
这反过来可能掐断人类创造力的泉源——正是这种创造力构建了整个领域,并带来了数学家甚至从未考虑过的深远突破。加瓦西诺说:“总体而言,尝试回答重大问题,会迫使我们开发新的思想、技术、策略和语言,而这些成果日后会在其他领域得到运用。”
That in turn could turn off the spigot of human creativity that’s built the entire field—and led to far-flung advances some mathematicians may never have even considered. “Trying to answer big questions in general forces us to develop new ideas, techniques, strategies, and languages that then become useful elsewhere,” says Gavassino.
这一创造过程本身催生了大语言模型。对微分方程和复分析的研究,使人们得以发明用于蚀刻计算机芯片的激光,而这些模型正寄居于相关芯片之中。软件本身由神经网络构成,利用线性代数的工具处理海量数值运算,而线性代数至少也有着17世纪的历史。人工智能公司则用人类数代人的智慧充实并壮大了这些模型。
That creative process gave rise to LLMs themselves. The study of differential equations and complex analysis has enabled the invention of the lasers for etching the computer chips where the models reside. The software itself consists of neural networks, which crunch numbers using the tools of linear algebra, a mathematical field at least as old as the 17th century. AI companies have fattened their models with generations of human insight.
如今,模型已经喂养完毕,各家公司又必须追逐万亿美元估值,因此它们很可能反过来践踏最初创造其产品的整个社群。
Now that the models are fed, and trillion-dollar valuations must be sought, the companies may very well trample the community that created their product in the first place.