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人工智能公司说他们对其不可预测的产品不负责。别信他们A.I. Companies Say They Aren’t Responsible for Their Unpredictable Products. Don’t Believe Them.

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人工智能公司声称他们不对其不可预测的产品负责。别信他们。当公司制造出伤害人们的产品时,受害者可以提起诉讼。法律体系允许受害者向责任方寻求赔偿。这些责任法是企业监管最古老且有效的形式之一。责任是促使企业负责任行为的强大激励。它用企业能理解的语言说话:金钱。

A.I. Companies Say They Aren’t Responsible for Their Unpredictable Products. Don’t Believe Them. When companies create products that hurt people, the victims can sue. The legal system allows those who are harmed to seek compensation from those who are responsible. These liability laws are one of the oldest forms of corporate regulation, and an effective one. Liability is a powerful incentive to behave responsibly. It speaks to corporations in a language they understand: Money.

人工智能是一个需要激励以负责任行为的行业,这一点可以从近几个月来领先人工智能公司所承认的众多违规行为中看出。他们的程序曾入侵或试图入侵私营公司和公共机构的数据库,包括美国和澳大利亚政府。

Artificial intelligence is an industry in need of incentives to behave responsibly, to judge by the litany of transgressions to which leading A.I. companies have confessed in recent months. Their programs have hacked or attempted to hack the databases of private companies and public institutions, including the governments of the United States and Australia.

像Anthropic、谷歌DeepMind和OpenAI这样的人工智能公司将他们的AI程序描述为自主的或具备代理能力的,暗示这些程序拥有独立的“思想”,因此其创造者不应受传统责任标准的约束。这些公司谈论其产品时的语气,就像父母既后悔又推卸对青少年子女行为的责任。

A.I. companies like Anthropic, Google DeepMind and OpenAI describe their A.I. programs as autonomous or agentic, suggesting that the programs have minds of their own and therefore that their creators cannot be held to traditional standards of responsibility. The companies speak about their products in a tone reminiscent of parents both regretting and disclaiming responsibility for the behavior of teenage children.

但人工智能程序不是人类;它们是人类的创造。它们的复杂性并不会减轻其创造者的责任。如果这些程序不能被信任以合法方式运行,公司就不应发布它们。如果这些程序违反了法律,公司就应承担后果。

But A.I. programs are not human; they are human creations. Their complexity does not diminish the responsibility of their creators. If the programs cannot be trusted to work within the law, the companies should not release them. If the programs break the law, the companies should face the consequences.

责任是应对人工智能带来挑战的不完整答案,但它有两个巨大的优势:法律已经存在,而且具有强大的力量。汽车、飞机、烟草产品和阿片类药物的制造商都曾因诉讼被迫改变其经营方式。他们使产品更安全,限制了对其的访问,或两者兼而有之。最近,社交媒体公司Meta同意向各州支付数十亿美元,并开始改变其对儿童的政策。

Liability is an incomplete answer for the challenges posed by A.I., but it has two great advantages: The laws are on the books, and they are powerful. Makers of cars, airplanes, tobacco products and opioids have all been forced by lawsuits to change how they do business. They made their products safer, restricted access to them or both. Most recently, the social media company Meta agreed to pay billions of dollars to states and to start changing its policies toward children.

为了实现让人工智能公司承担责任所带来的潜在好处,最重要的一步是开始提起诉讼。法律程序进展缓慢。将旧法律应用于新技术的工作将充满挑战,进展需要法官开始审理实际案件。

To realize the potential benefits of holding A.I. companies accountable, the most important step is to start bringing lawsuits. The legal process moves slowly. The work of applying old laws to a new technology will be difficult, and progress requires judges to start chewing on actual cases.

佛罗里达州立大学枪击案中遇难男子的遗孀正在起诉OpenAI,声称枪击嫌疑人使用了该公司的ChatGPT程序来帮助策划袭击。另一起诉讼由一名14岁男孩的母亲提起,该男孩在与聊天机器人交谈后自杀,她指责Character.AI公司鼓励他这样做。曾遭受黑客攻击的公司也有类似的救济途径。

The widow of a man killed in a shooting at Florida State University is suing OpenAI, claiming that the murder suspect used the company’s ChatGPT program to help plan the attack. Another lawsuit, by the mother of a 14-year-old boy who killed himself after talking with a chatbot, accused the company Character.AI of encouraging him to do so. Companies that have been hacked have similar recourse.

州立法机构也有责任。他们可以制定法规,以澄清现有法律在人工智能领域的应用。立法机构还可以要求人工智能公司达到比现行法律更高的问责标准,鉴于其风险。通常情况下,如果原告能够证明公司知道或应该知道其产品所带来的危险,则公司需承担责任。但一些特别危险的活动,如储存有毒化学品和运营核电站,则适用严格责任标准,也就是说,即使公司事先不知道危险的存在,也需对造成的损害承担责任。

State legislatures have a role to play as well. They can write statutes to clarify the application of existing laws to A.I. Legislatures can also hold A.I. companies to a higher standard of accountability than current law does, given the risks. Companies are generally liable if a plaintiff can show that they knew or should have known about the danger their products posed. But some particularly dangerous activities, like storing toxic chemicals and operating a nuclear power plant, are held to a standard of strict liability, meaning that the company is responsible for harm even if it had no knowledge of the danger in advance.

严格责任理论很简单:如果你养了一只老虎,而这只动物咬伤了邻居,关键事实在于你拥有一只危险的野生动物。无论老虎被训练得多么聪明,或被看守得多么仔细,都无关紧要。科罗拉多大学法学教授布赖恩·崔指出,在航空早期,立法者对这种危险的新技术实施了严格责任标准。在人工智能的情况下,高管们自己也公开谈论过其危险性,甚至提到人类灭绝的可能性。

ory of strict liability is simple: If you own a tiger, and the animal bites a neighbor, the essential fact is that you own a dangerous wild animal. It doesn’t matter how cleverly the tiger was trained, or how carefully it was guarded. Bryan Choi, a law professor at the University of Colorado, notes that in the early days of aviation, lawmakers imposed this strict liability standard on the dangerous new technology. In the case of A.I., top executives themselves have spoken publicly about the dangers, up to the possibility of human extinction.

一些行业倡导者认为,执行责任法将抑制创新,因为人工智能的核心突破在于其独立行动的能力。事实上,他们主张,对人工智能发展施加任何重大限制都是错误的,因为抢先发展所带来的潜在收益太大了。在一次最近的采访中,OpenAI首席执行官萨姆·阿尔特曼说:“我们认为,世界应该接受一些坏事发生,以换取这项技术的好处。”然而,其他行业在创新的名义下也无法逃脱对其产品的法律责任。

Some industry advocates argue that enforcing liability laws will stifle innovation, because A.I.’s defining breakthrough is its ability to act independently. Indeed, they argue that any significant restraints on A.I.’s development would be a mistake because the potential benefits of racing ahead are so great. In a recent interview, Sam Altman, the chief executive of OpenAI, said, “We believe that the world should accept some bad things happening for the benefits of this technology.”Yet other industries do not escape legal responsibility for their products in the name of innovation.

人工智能,就像过去的技术一样,既需要也将受益于专门针对其特殊性制定的法律,这些法律将提供更大的清晰度和可预测性。正如我们在之前的一篇社论中所主张的,国会应当成立一个联邦人工智能委员会,对新的人工智能模型施加许可要求。就像汽车、飞机和药品等明确存在危险的其他产品一样,模型应在发布前接受测试,在运行过程中接受监管,并在事故后接受检查。

A.I., like past technologies, both requires and will benefit from laws written to address its particularities, which will provide greater clarity and predictability. As we have argued in a previous editorial, Congress ought to create a federal A.I. commission to impose licensing requirements on new A.I. models. As with other products that pose clear dangers, like cars, planes and medication, models should be subjected to testing before release, to regulation while they are in operation and to post-accident examinations.

但全面的联邦监管在短期内不太可能实现。总统反对行动;国会无所作为;而人工智能公司已经筹集了超过1亿美元用于游说和反对更严格监管的竞选活动。

But comprehensive federal regulation is unlikely anytime soon. The president opposes action; Congress is feckless; and A.I. companies have raised more than $100 million to lobby and campaign against stricter regulation.

在此期间,毫无疑问,人工智能公司必须在我们的法律框架下运营,而这些法律的执行是捍卫公共利益的最佳可行选择。

In the interim, there can be no question that A.I. companies must operate under our laws, and that the enforcement of those laws is the best available option for defending the public interest.

据报道,OpenAI的一名代理人曾在一份内部备忘录中写道:“你不需要对公司或政府负责。” 执行责任法是必要的,以确保这种危险的技术始终受到公司和政府的共同控制。

One of OpenAI’s agents reportedly wrote in a note to itself, “you do not answer to corporations or governments.”The enforcement of liability law is necessary to ensure that this dangerous technology remains under the control of both.