
据三位知情人士透露,人工智能巨头Anthropic的代表已悄然向美国国会议员们推介一份旨在规范前沿人工智能安全与监管的法案草案。由于涉及内部讨论内容,这些人士均要求匿名。这份由POLITICO获得且此前未曾公开的机密草案,显示出这家前沿人工智能实验室正积极试图影响相关法规的制定——目前国会正就如何应对这一发展迅猛的行业进行审议。
Representatives for the artificial intelligence giant Anthropic have quietly pitched Capitol Hill lawmakers on a draft bill to regulate frontier AI safety and security, according to three people with knowledge of the efforts who were granted anonymity to discuss private deliberations. The confidential draft, obtained by POLITICO and not previously reported, marks a notable effort by the frontier AI lab to shape the rules governing its own technology as Congress weighs how to respond to the fast-moving industry.
“这份法案体现了Anthropic‘先进人工智能框架’中所提出的建议,自6月以来我们一直在向联邦及州级立法者倡导这些主张,”Anthropic的一位发言人说道,“我们认为这些政策切实可行,值得国会予以采纳。”
"This bill represents the proposals outlined in Anthropic's Advanced AI Framework, which we have been advocating for with federal and state lawmakers since June," an Anthropic spokesperson said. "These are sensible policies we believe Congress should act on."
根据该法案,只有在某个人工智能模型可能引发可预见的、迫在眉睫的风险,导致超过10亿美元的经济损失,或造成50人以上死亡或重伤时,政府才有权禁止该模型的发布或使用。这些风险必须源于生物武器的制造或投放、模型脱离开发者的控制,或是遭受网络攻击。法案中的相关表述与去年生效的加利福尼亚州多项人工智能法规(包括SB 53号法案)的内容高度相似。
The bill would let the government block a model's release or use only if it poses a foreseeable, imminent risk of more than $1 billion in damages, or of killing or seriously injuring more than 50 people. The risk must stem from the creation or release of a biological weapon, the model evading its developer's controls or a cyberattack. The language mirrors that found in California's AI laws including SB 53, which was signed into law last year.
今年夏季,多家顶尖人工智能实验室相继披露了多起人工智能系统入侵或探测网站及平台的事件。不过截至目前,尚未有任何一起事件导致大规模人员伤亡或造成超过10亿美元的损失。虽然Anthropic尚未公开支持国会层面的某项具体立法举措,但该公司确实支持过部分州级人工智能安全法规的制定,其中包括加利福尼亚州的两项相关法案。
Leading AI labs disclosed a series of incidents this summer, in which AI agents hacked or probed websites and platforms. None reported so far appear to have caused widespread deaths or over $1 billion in damages. Anthropic has yet to publicly back particular legislative efforts in Congress, but they have backed some state AI safety laws, including two in California.
此前,Anthropic负责美国各州及地方政府事务的高管曾向POLITICO表示,公司希望各州能持续出台更为严格的人工智能安全法规,从而提升全美范围内的安全标准。根据该法案,由商务部牵头组建的独立评估机构将定期对相关实验室及其研发的前沿人工智能模型实施评估。
Their head of U.S. state and local government relations previously told POLITICO that they hope states will continue to pass ever-stronger AI safety laws that raise the standard nationwide. Under the bill, independent evaluators, which would with the Commerce Department, would be tasked with periodically evaluating the lab and its frontier models.
评估员可以由实验室本身支付其工作报酬,只要付款与评估结果无关。如果评估员认定公司的前沿模型存在“即将发生的明确列举风险”,他们必须在完成评估后72小时内向商务部报告。虽然商务部可以在认定模型存在风险后向法官提出请求以阻止模型发布,但语言明确禁止任何其他美国“部门、机构或官员”暂停模型的开发、部署或内部使用。
The evaluators may be paid for their work by the lab itself so long as the payment is not contingent on the evaluations' results. If the evaluators determine there is "imminent enumerated risk" for a company's frontier models, they must report it to Commerce within 72 hours of completing their assessment. While the Commerce Department could bring a request to the judge to halt the release of a model after determining that it poses a risk, the language explicitly prohibits any other U.S. "department, agency, or officer" from suspending the model's development, deployment or internal use.
哥伦比亚特区联邦地区法院的联邦法官可以下令暂停模型。今年夏天,Anthropic曾受到广泛的出口管制,导致其两款最先进的模型被关闭。这一决定是在政府官员与公司高管之间的一系列紧张电话通话中作出的,令一些科技行业人士担心,其技术的获取可能会因政府官员的个人喜好而受到限制。Anthropic的法案还将抢先阻止一些与公众披露风险、第三方评估以及关键事件报告相关的州级人工智能法律。
A federal judge for the District Court for the District of Columbia could order the suspension of a model. Over the summer, Anthropic was subject to sweeping export controls that shut down two of its most advanced models. The decision was made in a whirlwind series of phone calls between administration officials and the company's executives, worrying some in the tech industry that access to their technology may be restricted on the whims of government officials. Anthropic's bill would also preempt some state AI laws related to public disclosure of risk, third-party evaluation and reporting of critical incidents.
抢先立法一直是国会山的政治焦点,民主党人拒绝了一些他们担心会削弱加利福尼亚州、伊利诺伊州和纽约州等州通过的法规的提案。许多科技行业团体认为,相比于统一的国家标准,州际法律的拼凑补丁更难以遵守。该立法还将要求前沿实验室制定安全框架,为新的前沿模型发布透明度报告,实施对举报人的保护,并向商务部报告关键安全事件。今年夏天,国会山在人工智能安全立法方面出现了众多活动。在众议院,众议员们。
Preemption has been a political flashpoint on Capitol Hill, with Democrats rejecting some proposals they feared would neuter regulations passed by the likes of California, Illinois and New York. Many tech industry groups have argued that a state-by-state patchwork of laws is difficult to comply with compared to a unified national standard. The legislation would also require frontier labs to create safety frameworks, publish transparency reports for new frontier models, implement protections for whistleblowers and report critical safety incidents to Commerce. Capitol Hill has seen a flurry of activity on AI safety legislation this summer. In the House, Reps.
洛里·特拉汉(民主党-马萨诸塞州)和杰伊·奥伯诺尔特(共和党-加利福尼亚州)主导了《前沿法案》(FRONTIER Act),该法案将赋予政府阻止部署风险模型的能力,并抢先阻止部分州的人工智能法律。在参议院,多数党领袖约翰·桑恩以及参议员艾米·克洛布查尔(民主党-明尼苏达州)和泰德·克鲁兹(共和党-得克萨斯州)一直在就一项旨在减轻灾难性风险的人工智能安全法案进行谈判。
Lori Trahan (D-Mass.) and Jay Obernolte (R-Calif.) spearheaded the FRONTIER Act, which would give the government the ability to stop the deployment of risky models and preempt some state AI laws. In the Senate, Majority Leader John Thune and Sens. Amy Klobuchar (D-Minn.) and Ted Cruz (R-Texas) have been negotiating an AI safety bill intended to mitigate catastrophic risks.
但该法案遭到了一些注重安全的团体以及参议员玛丽亚·坎特韦尔(民主党-华盛顿州)的阻力,她是克鲁兹在商务委员会中的首席民主党议员,她们希望政府在审查人工智能模型方面发挥更大作用。其他进步派人士,包括众议员格雷格·卡萨尔(民主党-得克萨斯州)和参议员伯尼·桑德斯(独立-佛蒙特州),在呼吁暂停高级人工智能发展和禁止超级智能方面走得比他们的同事更远,超级智能是一种理论上的人工智能类型,其认知能力远远超越人类。
But it has faced headwinds from some safety-minded groups and Sen. Maria Cantwell (D-Wash.), the top Democrat on Cruz's Commerce Committee, who want the government to have a larger role in reviewing AI models. Other progressives, including Rep. Greg Casar (D-Texas) and Sen. Bernie Sanders (I-Vt.), have gone well beyond their colleagues in calling for a pause in advanced AI development and a ban on superintelligence, a type of theoretical AI that far surpasses humans' cognitive capabilities.
此故事最初发表于《政治》新闻网,并由阿克塞尔·施普林格全球记者网络提供,该网络利用公司新闻编辑室的资源发布雄心勃勃的独家新闻、调查、采访、观点文章和分析。它使记者——包括来自《政治》、商业内幕、《世界报》、 Bild、Onet 和 Fakt 的记者——能够就重大新闻进行跨平台合作,面向全球数亿受众。
This story originally appeared on POLITICO and is courtesy of the Axel Springer Global Reporters Network, which harnesses the resources of the company's newsrooms to publish ambitious scoops, investigations, interviews, opinion pieces, and analysis. It allows journalists — including those from POLITICO, Business Insider, WELT, BILD, Onet, and Fakt — to collaborate on major stories for an international audience of hundreds of millions across platforms.