
Anthropic向议员们推介的法案草案规定,只有当人工智能模型可能导致50人或以上死亡或重伤,或造成10亿美元损失时,政府才能阻止该模型。
The draft bill Anthropic pitched to lawmakers would only allow the government to block artificial intelligence models if they could kill or seriously injure 50 people or more or cause $1 billion in damage.
这一门槛自POLITICO率先报道该公司正在游说推动该法案以来,已在国会山和社交媒体上引发广泛反响,而它看上去可能并不陌生。
That threshold — which has ricocheted across Capitol Hill and social media since POLITICO first reported the company was shopping it — may look familiar.
Anthropic的提案与加利福尼亚州具有里程碑意义的SB 53法案高度一致,后者也是其他地区立法的范本。但该法律用这一损害门槛来界定AI公司必须如何评估并向州官员披露灾难性风险,而非用来决定何时应阻止模型发布。
Anthropic’s proposal closely tracks California’s landmark SB 53, a model for legislation elsewhere. But that law uses the damage threshold to define how AI companies must assess and disclose catastrophic risks to state officials, not to decide when a model’s release should be blocked.
这一转变将一个有重大后果的问题推到了关于先进AI的辩论中心:潜在危害要达到多大程度,政府才应介入?POLITICO率先报道的Anthropic提案将有助于设定这一标准。
Such a shift puts a consequential question at the center of the debate over advanced AI: How much potential harm should it take for the government to intervene? Anthropic’s proposal, first reported by POLITICO, would help set that bar.
“我认为,许多人理所当然地感到不安,因为企业似乎正在设想它们的模型可能卷入极其严重灾难的情形,”AI安全组织Encode AI的总法律顾问内森·卡尔文说,该组织是SB 53法案的共同发起方。“50人死亡或10亿美元损失的迫在眉睫的风险,理应让许多人——包括我自己——觉得这是一个高得令人恐惧的门槛。”Anthropic未回应置评请求。
“I think many people are appropriately finding it unnerving that companies seem to be contemplating situations in which their models might be involved in really severe catastrophes,” said Nathan Calvin, general counsel of AI safety organization Encode AI, which cosponsored SB 53. “An imminent risk of 50 people dying or $1 billion in damages rightfully strikes many people, including myself, as a frighteningly high bar.”Anthropic did not respond to a request for comment.
根据该法案,联邦法官应商务部请求,只有在存在迫在眉睫、可预见的所列风险时,才能阻止模型发布。如果认为一个模型能够通过网络攻击、模型规避开发者控制,或制造或释放生物武器,造成超过10亿美元损失,或导致50人以上死亡或重伤,该模型即达到这一门槛。
Under the bill, a federal judge, at the request of the Commerce Department, would only be able to block model release if there is imminent, foreseeable enumerated risk. A model reaches this threshold if it is believed to be able to cause more than $1 billion in damages or kill or seriously injure more than 50 people via a cyberattack, the model evading its developer’s controls or the creation or release of a biological weapon.
据Anthropic一位发言人表示,该法案旨在仿照该公司6月发布的《先进AI框架》,该框架阐述了公司对如何监管这一新兴技术的构想。
It was designed to mirror Anthropic’s Advanced AI Framework, published in June, that lays out the company’s vision for how to regulate the emerging technology, according to an Anthropic spokesperson.
这些风险表述与加州SB 53法案、RAISE法案以及伊利诺伊州SB 315法案中类似的风险门槛如出一辙。SB 53由加州州长加文·纽森(民主党)于去年签署成为法律,RAISE法案由纽约州州长凯西·霍楚尔(民主党)于12月批准,伊利诺伊州SB 315则由该州州长JB·普里茨克(民主党)签署。这几项法案层层递进,措辞相似。
The risk language mirrors similar risk thresholds in SB 53, the California bill that Gov. Gavin Newsom (D) signed into law last year, the RAISE Act, which Gov. Kathy Hochul (D) approved in December and Illinois’ SB 315 signed by Gov. JB Pritzker (D). Each of the bills built on one another, using similar verbiage.
Anthropic自身的联邦事务负责人安东尼·奇米诺在社交媒体上表示,这些定义“直接取自加州法律中的现行标准”。Anthropic此前曾支持SB 53以及全国各地的其他州级法律。
Anthropic’s own head of federal affairs, Anthony Cimino, said on social media that the definitions were “pulled directly from existing standards in California law.”Anthropic previously endorsed SB 53 and other state laws around the country.
加州、伊利诺伊州和纽约州的法律侧重于促进透明度,并要求企业报告风险事件。而Anthropic的联邦版本则用类似的标准来决定联邦法院何时可以封禁某个模型。
The laws in California, Illinois and New York were centered on fostering transparency and requiring companies to report incidents of risk. Anthropic’s federal version, meanwhile, would use similar criteria to dictate when a model can be blocked by a federal court.
鉴于这些定义的使用方式存在差异,信息技术与创新基金会AI政策副主任米歇尔·洛佩斯·马尔多纳多表示,“门槛是否仍然合适,存在一个大问题”。该智库的企业捐赠者包括Anthropic、Alphabet、Meta和微软。
Given the difference in how these definitions are used, there is a “big question on whether the threshold is still appropriate,” said Michelle Lopes Maldonado, the associate director of AI policy at the Information Technology and Innovation Foundation, a think tank whose corporate donors include Anthropic. Alphabet, Meta and Microsoft.
加州州参议员斯科特·维纳(民主党)是SB 53的主要发起人,他在社交媒体上表示,用同一套定义来决定是否应封禁模型,“极大地限制了联邦政府叫停模型部署的情形”。他说:“滥用该法律中的定义,实际上会掏空这项提案中的紧急关停条款。”不过,也有人认为这一门槛本身没有问题。
California State Sen. Scott Wiener (D), the primary sponsor on SB 53, said on social media that using the same definition to decide whether models should be blocked “dramatically limits the situations in which the federal government can stop model deployments.”“Misuse of that law’s definition would effectively gut the emergency shutdown provisions in this proposal,” he said. Others, however, think the threshold is fine as-is.
“我认为这是一种不错的做法,”法律与AI研究所高级政策主任查理·布洛克在接受采访时说。
“I think it’s a decent way of doing it,” Charlie Bullock, Institute for Law and AI’s senior policy director, said in an interview.
布洛克及其他接受POLITICO采访的专家表示,设定这一定义的目的,是帮助收窄该法案的适用范围。
The goal with the definition, Bullock and other experts POLITICO spoke with said, is to help narrow what the bill is intended to do.
人工智能聊天机器人已被指责导致了一些用户的死亡,这些死亡案例据称是由于这些机器人鼓励未成年人自杀或自残所致。Bullock表示,如果降低相关法规的适用门槛,联邦法官或许可以禁止某些人工智能模型的使用(前提是他们认为这些模型可能会对部分用户造成伤害);不过,这类法规的初衷并非针对这类极端情况。而如果维持较高的适用门槛,法院的判断将主要集中在这些模型是否可能造成广泛性的危害上。
AI chatbots have been blamed for some user deaths, including by allegedly encouraging minors to commit suicide or self harm. If the threshold were to be lowered, it may allow federal judges to block the model if they believe it could cause harm in a smaller subset of its users, which is not the intention of bills focused on catastrophic risk, Bullock said. But with a higher threshold, it focuses the court’s judgment on whether the model could cause widespread harm.
Bullock指出,该法规的界定“大致区分了人工智能对公共安全及国家安全构成的严重威胁,以及那些较为短期、危害程度较低的威胁”。Lopes Maldonado认为,造成超过10亿美元的损失似乎是一个难以达到的标准;但她也表示:“这种情况其实可能很快就会发生。”她同时表示,自己尚未决定是否应该降低这一门槛。
The definition, Bullock said, “does a rough and ready job of distinguishing between very serious public safety, national security risks from AI, and more short-term, not quite as serious risks.”Causing over $1 billion in damage may seem too high a bar to clear, Lopes Maldonado said. But “you can get there pretty quickly,” she said, adding that she is still undecided about whether a lower threshold should be applied.
科技产业联盟“Chamber of Progress”的创始人兼首席执行官Adam Kovacevich认为,Anthropic公司使用这一法规定义,实际上是在试图削弱人们对相关法规的反对意见。
Adam Kovacevich, the founder and CEO of tech industry coalition Chamber of Progress, sees Anthropic’s use of the definition as a way to “defang” opposition to preemption.
在一些立法者的推动下(这些立法者得到了科技产业界的广泛支持),他们提议用联邦层面的标准来取代各州制定的人工智能法规,从而消除目前各州之间存在的法规差异(这些差异使得企业难以遵守统一的标准)。然而,这类提案遭到了强烈反对,尤其是来自民主党的反对者——他们不希望看到各州制定的严格法规被削弱后的联邦法规所取代。
Some lawmakers, with the support of much of the tech industry, have proposed preempting state AI laws with a federal standard, thus eliminating a patchwork of individual state laws that companies say is difficult to comply with. But such proposals have faced stiff opposition, particularly from Democrats, who do not want to see strong state laws neutered by a watered-down federal version.
Kovacevich指出,如果他们的法案与加利福尼亚州、纽约州和伊利诺伊州通过的法规类似,Anthropic公司或许能够向立法者证明他们的法案与州级法规具有同等效力;这样一来,相关保护措施就会从州层面转移到联邦层面。不过,Kovacevich、Bullock等人认为,Anthropic公司的提案相比其他提案(例如今年夏天由众议员Lori Trahan(民主党,马萨诸塞州)和Jay Obernolte(共和党,加利福尼亚州)提出的《FRONTIER法案》)来说,力度较弱。西米诺表示,公司会继续对相关条款进行修改和完善。
If their bill paralleled laws passed in California, New York and Illinois, Kovacevich said, Anthropic may be able to make the case to lawmakers that their bill was as strong as the state laws, so preemption would simply shift the protections from the state to the federal level. But Kovacevich, Bullock and others said that Anthropic’s proposal is comparatively weaker than other proposals, including the FRONTIER Act, introduced earlier this summer by Reps. Lori Trahan (D-Mass.) and Jay Obernolte (R-Calif.). Cimino said the company would continue to tinker with the preemption language.
“我们之所以公开这些想法,是因为从政策制定者那里尽早获得反馈非常重要,”西米诺说,“我们的提案旨在成为所有提案中最为完善、最具竞争力的方案。”
“We circulated these ideas because it’s important to get early feedback from policymakers,” Cimino said. “At its core, our proposal is intended to be the strongest on the table.”