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土耳其议会通过关于清算部分投资基金的法律Turkish parliament passes law on liquidation of certain investment funds

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土耳其议会周四通过立法,确立了对某些投资基金进行清算以及追回被非法从其投资组合中转移资产的程序。

Adem Balta, Gazi Nogay and Gokhan Ergocun The Turkish parliament passed legislation Thursday establishing procedures for the liquidation of certain investment funds and the recovery of assets unlawfully removed from their portfolios.

该法律适用于土耳其资本市场委员会(CMB)于9月17日下令清算、且在该法律公布之日尚未完成清算的基金。

The law applies to funds ordered liquidated by the Capital Markets Board of Türkiye (CMB) on Sept. 17, whose liquidation had not been completed by the law's publication date.

根据该立法,清算工作将由指定机构在资本市场委员会监督下进行,扣除必要费用后的收益将计入基金的清算资产。

Under the legislation, liquidation will be carried out by designated institutions under the supervision of the CMB, with proceeds added to the funds' liquidation assets after necessary expenses are deducted.

法律允许向资本市场委员会指定基金的合格投资者支付最高达100万土耳其里拉(约合20,150美元)的临时款项,具体视其净投资额及其他条件而定。

The law allows interim payments of up to one million Turkish liras ($20,150) to eligible investors in funds designated by the CMB, subject to their net investment amounts and other conditions.

净投资额低于100万里拉的投资者可获支付最高达其净投资额的款项,而余额较高者的支付上限为100万里拉。

Investors whose net investment amounts are below one million liras may receive payments up to those amounts, while payments to those with higher balances will be capped at one million liras.

被资本市场委员会认定涉及受影响基金的特定市场滥用、内幕交易或市场操纵行为的个人和机构,将被禁止从其清算资产或追偿账户中获得付款。

Individuals and institutions found by the CMB to have engaged in specified market abuse, insider trading or market manipulation involving the affected funds will be barred from receiving payments from their liquidation assets or recovery accounts.

该立法规定,设立或管理相关基金的投资组合管理公司对损失承担主要责任;若无法从这些公司追回损失,其他当事方将在特定条件下承担责任。

The legislation makes portfolio management companies that established or managed the funds primarily responsible for losses, with other parties held liable under specified conditions if the losses cannot be recovered from those companies.

储蓄存款保险基金(SDIF)将获授权向资本市场委员会认定的责任方追偿损失,并可被指派为某些资产的受托人。

The Savings Deposit Insurance Fund (SDIF) will be authorized to pursue the recovery of losses from responsible parties identified by the SPK and may be appointed as trustee over certain assets.

根据法律规定的程序,与受影响基金有关的被查封或没收资产,可退还给基金或转入追偿账户。

Assets seized or confiscated in connection with the affected funds may be returned to the funds or transferred to recovery accounts under the procedures set out in the law.

追回的资金将通过指定清算机构分配给投资者,或在清算已完成的情况下,通过投资者赔偿中心(ICC)按其基金持有比例进行分配。

Recovered funds will be distributed to investors through designated liquidation institutions or, where liquidation has been completed, through the Investor Compensation Center (ICC) in proportion to their fund holdings.

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