“她从未声称自己是在不知情的情况下被下药的。她承认自己是自愿、且清楚自己正在服用药物和酒精的。她也没有声称自己是被强迫做出任何行为的;同时,她也没有表示自己在兄弟会会所内的任何时候都处于身体上无助、失去意识或无法自主行动的状态。”汤普金斯县地方检察官马修·范·豪滕在确认这一消息的声明中,并没有直接提及纽约州关于‘自愿醉酒’的相关法律漏洞。
“She never says that she was drugged without her knowledge. She admits to taking drugs and alcohol voluntarily and with knowledge. She does not allege that she was forced to engage in any acts. She does not say that she was physically helpless or unconscious or incapacitated at any point during the time at the fraternity house.”Tompkins County District Attorney Matthew Van Houten didn’t directly refer to New York’s voluntary intoxication loophole in his statement confirming this week that his office is taking a fresh look at rape allegations at Cornell after declining to do so in 2024.
他表示,他的办公室将重新审查康奈尔大学发生的强奸指控(此前曾在2024年拒绝这样做)。然而,这项备受争议的法律——许多人认为该法律对那些自愿醉酒的强奸受害者提出了极高的举证要求,要求他们必须证明自己当时无法同意发生性行为——似乎贯穿了他所有言论的核心。具体来说,该事件中的受害者(被匿名处理为“简·多伊”)“承认自己是自愿、且清楚自己正在服用药物和酒精的”,并且她“也没有表示自己处于身体上无助的状态”。值得注意的是,类似的措辞也出现在该州的强奸相关法律中。
But the controversial law—which many say requires an extraordinarily high bar for victims of rape who willingly became intoxicated to prove that they were unable to consent to sex—seems to animate nearly every turn of his remarks. Specifically, that the victim in the incident, identified as Jane Doe, “admits to taking drugs and alcohol voluntarily and with knowledge,” and that she does “not say that she was physically helpless.”Take a look, and much of the same language appears in the state’s laws on rape.
如果你认为这种表述属于对受害者的指责,那你并不孤单:性侵犯受害者的权益倡导者以及纽约州议会的大多数议员长期以来一直谴责这项法律。如今,在全国范围内对这起事件的愤怒声浪中,人们开始质疑这项法律是否阻碍了检察官对案件的调查。
If that strikes you as victim-blaming, you’re not alone; advocates of sexual assault victims and a majority of New York’s State Assembly members have long condemned the law for exactly the same. Now, amid national outrage over the allegations, questions have emerged about whether the statutes may have deterred prosecutors from pursuing the case.
我曾与“妇女平等正义组织”(Women’s Equal Justice)的负责人简·曼宁(Jane Manning)讨论过这些法律在2024年导致康奈尔大学案件被搁置的可能影响、这些法律背后的历史背景,以及阻碍法律改革的种种因素。让我们简要了解一下与康奈尔大学事件相关的强奸法律。
I talked to Jane Manning, director of Women’s Equal Justice about the laws’ likely role in tanking the Cornell case back in 2024, the history behind the statutes and the movement to reform them—and the person standing in the way of change. Let’s give a brief overview of the rape laws surrounding the Cornell allegations.
这里涉及几部不同的强奸罪名法规。一级强奸要求受害者须属于“强迫胁迫”的受害者,即发生了极端暴力,或者受害者处于“身体无助”状态。二级强奸适用于受害者被非自愿下药的情况,例如饮料被投毒。三级强奸适用于上述法规均不适用,但受害者明确口头表示不同意的情况。这些法律还包含其他条款,包括与年龄相关的条款。但在康奈尔案这类涉及当事人醉酒的情况下,主要适用的就是这些法规。法律如何认定“身体无助”?
There are several different rape statutes at play here. First-degree rape requires that the victim either be the victim of forcible compulsion, meaning that extreme violence took place, or that the victim be “physically helpless.”Rape in the second degree applies when a victim is involuntarily drugged, such as a drink being spiked. Rape in the third degree applies where none of the above statutes apply, but the victim gives an express verbal declaration of non-consent. Those laws also include other provisions, including age-related provisions. But these are the statutes that mainly apply in a situation like the Cornell case where a person is intoxicated. How does the law determine “physical helplessness?
根据纽约州法律,“身体无助”被定义为处于昏迷状态,或因身体原因无法表达不同意。“身体无法”这一措辞至关重要,因为这意味着如果当事人只是严重精神迷失或困惑是不够的。他们必须在身体上无法说话,判例法基本认定这意味着昏迷。该措辞排除了那些严重醉酒以至于站立不稳、或迷失方向到不知道自己身在何处、或言语不清的人。如果是自愿醉酒,上述任何情况都不足以认定当事人丧失同意能力。
Under New York State law, being physically helpless is defined as being unconscious or physically unable to communicate a lack of consent. That word “physically unable” is really important because what that means is that it’s not enough if the person is severely mentally disoriented or confused. They have to be physically unable to speak, and case law basically says that means unconscious. That language excludes somebody who is severely intoxicated to the point where they are falling down, or when they are so disoriented that they don’t know where they are, or when their speech is slurred. None of those things is enough to deem a person incapable of consent if they are voluntarily intoxicated.
“该[改革]法案被一人阻挠,此人便是州众议院议长卡尔·希斯蒂。” 这种认为自愿醉酒并发生性行为的指控者不能被强奸的观点显得极其陈旧。但这源自何处?这一例外条款背后的历史渊源是什么?
“The [reform] bill has been blocked by one man, and that man is Assembly Speaker Carl Heastie.”The suggestion that an accuser who became voluntarily intoxicated and engaged in sex cannot be raped feels extremely antiquated. But where does it come from? What’s the history behind this exception?
我们的强奸法制定于数十年前。当时,女性在立法机构中所占比例严重不足,我们对强奸的理解也远不如今天深入。由于一种让受害者保持沉默的文化,许多强奸幸存者长期隐藏在阴影之中,因此,我们的许多法律并未体现现代的认知,也未体现以幸存者为中心的、对强奸和性侵现实情况的理解。[自愿醉酒这一漏洞]就是一个很好的例子。你能举例说明,数十年前的其他强奸法是什么样的吗?
Our rape statutes were written decades ago, at a time when women were gravely underrepresented in the legislature, and when we understood far less about rape than we understand now. Most survivors of rape were in the shadows because of a culture that silenced them, and so many of our statutes do not reflect a modern understanding or a survivor-centered understanding of the realities of rape and sexual assault. The [voluntary intoxication loophole] is a good example. Can you give me an example of what other rape laws were like decades ago?
20世纪50年代,纽约州的法律简直停留在黑暗时代。当时存在一项特殊的佐证要求,但只适用于强奸,不适用于任何其他犯罪。法律还要求受害者必须认真反抗,也就是说,如果你没有反抗,就不构成强奸。无论对方如何威胁你、恐吓你或制服你,只要你没有反抗,就不算强奸。而且,在那个时期,婚内强奸是合法的。
In the 1950s, New York law was something out of the dark ages. There were special corroboration requirements that applied only to rape and not to any other crime. It had an earnest resistance requirement, saying that if you didn’t fight back, it wasn’t rape. That no matter how the person threatened you or frightened you or overpowered you, if you didn’t fight back, it wasn’t rape. Also, marital rape was legal back then.
20世纪50年代,纽约州也没有强奸保护法。因此,如果一名强奸受害者奇迹般地出庭作证,辩方完全可以以“你在事情发生前还是处女吗?”作为交叉询问的开头,然后用数小时就她与案件无关的性经历对她进行交叉询问。这种情况司空见惯。这些法律后来是如何改变的?
New York didn’t have a rape shield law in the 1950s, either. So if a rape victim did, by some miracle, make it onto the witness stand, it was perfectly legal for the cross-examination to start with the question, “Were you a virgin before this happened?” and to spend hours cross-examining the victim about her unrelated sexual history. This routinely happened. How did these laws change?
我刚才提到的所有法律都已经过改革。但它们不是自己改革的。之所以改革,是因为幸存者和女权主义者团结在一起,要求修改法律。多年来,包括最近在内,还有其他法律也得到了改革。例如,2000年,纽约在三级强奸罪法规中增加了“非自愿即强奸”条款,这意味着如果一个人明确表示不同意,而施暴者仍然继续实施行为,这在纽约即被视为三级强奸。另一项21世纪的改革发生在2006年,当时纽约取消了一级强奸和其他高等级性犯罪的诉讼时效。2010年,我们终于将勒颈定为犯罪。
All those laws that I just mentioned to you have been reformed. But they did not reform themselves. They were reformed because of survivors and feminists who banded together and demanded changes in the law. Over the years, including recently, others have been reformed. For example, in the year 2000, New York added a no-means-no statute to the third-degree rape statute, which means that if a person explicitly expresses non-consent and the perpetrator proceeds anyway, that’s considered third-degree rape in New York. Another 21st-century reform came in 2006 when New York eliminated the statute of limitations on first-degree rape and other high-level sex crimes. In 2010, we finally made strangulation a crime.
“这些因素当然在[范豪滕]的决定中起了作用,但它们不能让他免责。”幸存者和女权主义者一点一滴地为纽约州法律的改革而战,从极度偏向幸存者的立场出发,一点一点地消除这种偏见。然而,工作尚未完成,自愿醉酒排除条款就是纽约一个非常指责受害者、带有偏见的法律的例子,倡导者和幸存者多年来一直在呼吁改革,但我们的立法机构尚未采取行动。反对改革自愿醉酒排除条款的人有哪些论点?
“They certainly played a role in [Van Houten’s] decision, but they do not let him off the hook.”Bit by bit, survivors and feminists have fought for reform of New York State’s laws from a place of extreme bias against survivors to a place where, little by little, we are chipping away at that bias. However, the work is not done, and the voluntary intoxication exclusion is an example of a very victim-blaming, biased law in New York that advocates and survivors have been calling out for years to reform, and our legislature has not yet done it. What are some of the arguments by those who oppose reforming the voluntary intoxication exclusion?
既有明面上的论点,也有隐藏在这些论点背后的信仰体系。极少数人认为任何人都不应因任何罪行入狱,他们反对任何加强刑法的努力,哪怕是为了强奸幸存者。我认为这种观点未能考虑到女性及其他群体的视角,而这些群体不成比例地成为暴力犯罪的目标。对我来说,这种理念不具备交叉性,因为它未能顾及这样一个现实:女性被蓄意以猎物为目标,遭受掠夺,从而被剥夺了权利。
There are the arguments that are made explicitly, and then there’s the belief system that is subtext to these arguments. There are small numbers of people who believe that nobody should go to jail for anything, those who oppose any effort to strengthen our criminal law, even for rape survivors. I think that viewpoint fails to take into account the perspectives of women and other groups that are disproportionately targeted for violent crime. For me, that philosophy fails to be intersectional because it fails to take into account the reality of women who are targeted and preyed on deliberately by those who would deprive us of our rights.
那是潜台词。那么,明面上的论点是什么?这是个好问题,因为在重新起草法律时,我们确实希望确保解决那些合理的担忧。其中一个担忧是我们不想将醉酒性行为定罪——我对这一点的回答是:完全正确。我们确实不想那样做。
That’s the subtext. Now, what are the explicit arguments? It’s a good question because there are valid concerns that we want to make sure we address when we redraft a law. One concern is that we don’t want to criminalize drunk sex—and my answer to that is that’s absolutely right. We do not want to do that.
我们支持的法案不将醉酒性行为定罪,并设定了两项重要要求。第一项是受害人无法评估或控制自己的行为。不是说他们没能评估或控制,也不是说他们没有评估或控制,而是他们“无法”控制自己的行为。这就是我们对受害人状况的定义。第二项要求适用于我们如何定义施害人的主观心态,即受害人的状况为行为人已知,或在行为人当时的情形下理应为其所知。
The bill we are supporting does not criminalize drunk sex and has two important requirements. The first is that the victim is incapable of appraising or controlling their own conduct. Not just that they fail, not just that they didn’t appraise or control their own conduct, but that they’re incapable of controlling their conduct. That’s how we define the victim’s condition. The second requirement applies to how we define the perpetrator’s state of mind and that the victim’s condition was known or reasonably should have been known to a person in the actor’s situation.
之所以有这段措辞,是因为我们要确保只有在显而易见地侵害他人时,行为人才需承担刑事责任。因为存在这样的情况:两人都喝得烂醉并发生了性行为,但没有人在捕猎他人;这只是醉酒性行为,事后一方可能会后悔。这绝不是我们要定罪的对象。我们要惩治的是掠夺行为,而非错误。
The reason that language is there is that we want to make sure that a person is only held criminally responsible when it was obvious that they were victimizing someone. Because there are situations when two people are very far gone and have sex, but nobody’s preying on someone; it’s just drunk sex that somebody may regret the next day. That is very much not what we are looking to criminalize. We are looking to criminalize predation, not a mistake.
关于这一点,还需要牢记的另一个重要事实是,控方对这两项要素都负有举证责任。如果控方无法在排除合理怀疑的情况下证明其中任何一项要素,他们就无法证明其指控成立。因此,举例来说,如果出现两个人的记忆都很模糊的情况,这就是一个灰色地带;这并不构成排除合理怀疑的证明。这项法案目前进展如何?
One more important thing to keep in mind about this is that the prosecution will have the burden of proof on both of those elements. And if the prosecution can’t prove either element beyond a reasonable doubt, they can’t prove their case. So, for instance, if you have a scenario where two people have blurry memories, that’s a grey area; that’s not proof beyond a reasonable doubt. Where does the bill stand now?
连续两年,该法案都在纽约州参议院获得全票通过。而且在这两次中,它在众议院都获得了绝对多数的支持。但该法案正受到一个人的阻挠,这个人就是众议院议长卡尔·希斯特(Carl Heastie)。[周三,希斯特宣布众议院将成立一个“工作组”来重新审查该法律。]他一直不允许该法案提交全院进行表决。2025年他不允许,2026年我们有60%的州众议员联署成为该法案的共同提案人时,他同样不允许。
For two years running, this bill has passed unanimously in New York’s Senate. And both times, it has had a supermajority of support in the Assembly. But the bill is being blocked by one man, and that man is Assembly Speaker Carl Heastie. [On Wednesday, Heastie announced that the Assembly is forming a “working group” to review the law.] He has not allowed this bill to get to the floor for a vote. He didn’t allow it in 2025. He didn’t allow it in 2026, when we had 60 percent of the State Assembly signed on as co-sponsors of the bill.
他依然不肯将其提交表决。他没有给我们任何解释。他没有与维权人士或幸存者会面。对于为什么不允许就这项获得其本院绝对多数支持的法案进行表决,他没有发表任何公开声明。
He still wouldn’t allow it to go to a vote. He has not provided us with an explanation. He has not met with advocates or survivors. He has not provided any public statement about why he will not allow a vote on this bill that a supermajority of his own house supports.
因此,州长凯茜·霍楚尔(Kathy Hochul)确实有机会在此发挥领导作用,她可以呼吁希斯特议长通过该法案,或者将其纳入自己的预算案中亲自进行提案。
So, Gov. Kathy Hochul really has the opportunity to lead here by calling on Speaker Heastie to pass this bill or by sponsoring it herself by including it in her budget bill.
康奈尔大学民事诉讼中的指控引发了广泛的愤怒。你能描述一下你听到这个案件时的反应吗?
The allegations in the civil complaint in Cornell have prompted widespread outrage. Can you describe your reaction upon hearing about the case?
这个年轻女性被许多人辜负了。利用她无行为能力状态的人显然辜负了她,地区检察官显然辜负了她,纽约州的法律也辜负了她。这位地区检察官看到了一起轮奸指控,甚至懒得去采访受害者。他看了一眼指控摘要,就得出结论认为没有可证实的犯罪,并且懒得进行调查。这太令人发指了。经历这起事件并幸存下来的年轻女性接受了校园保安人员的采访,他们没有接受过创伤知情访谈的培训,也没有接受过调查复杂且严重的性犯罪案件的培训。
This young woman was failed by many people. She was clearly failed by people who took advantage of her state of incapacitation. She clearly was failed by the district attorney, and she was failed by the law of New York State. This district attorney saw an allegation of a gang rape and didn’t even bother to interview the victim. He looked at a summary of the allegations and came to the conclusion that there was no provable crime, and didn’t bother to conduct an investigation. That is outrageous. The young woman who survived this incident was interviewed by campus security officers who are not trained in trauma-informed interviewing and are not trained in investigating complex and serious sex crime cases.
她被执法责任人抛弃了,也被法律本身抛弃了,因为即使地区检察官做好了本职工作,由于自愿醉酒排除条款,我们也不知道他是否能找到可以起诉的罪行。
She was let down by the person responsible for enforcing the law, and she was let down by the law itself because even if the district attorney had done a good job, we don’t know if he would have found a prosecutable crime because of the voluntary intoxication exclusion.
这实际上是我的下一个问题。您认为这些法律在地区检察官决定不起诉康奈尔大学案中起到了作用吗?
That’s actually my next question. Do you see these laws as having had a role in the DA’s decision not to prosecute the Cornell case?
它们确实在他的决定中发挥了作用,但这并不能让他逃避责任。作为强奸幸存者的倡导者,我在工作中经常看到的是,地区检察官并不把强奸放在高度优先的位置。他们只是懒得进行彻底的调查,因为他们认为没有必要将此视为严重的犯罪。这就是事实。
They certainly played a role in his decision, but they do not let him off the hook. What I see far too often in my work as an advocate for rape survivors is district attorneys who don’t place a high priority on rape. They just don’t take the trouble to do a thorough investigation because they don’t see the need to treat this as a serious crime. That’s the truth. for length and clarity.