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直到为时已晚,我们才能知道人工智能最重要问题的答案We Won't Know the Answers to AI's Most Important Questions Until It's Too Late

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近十年来,我的工作一直聚焦于思考人工智能的发展方向以及可能出现的风险,先后在OpenAI、DeepMind任职,并担任英国人工智能安全研究所(AISI)的首席科学家。这段经历让我深刻认识到,我们不能等到所有不确定性都消除之后,才着手应对人工智能带来的风险。

For almost a decade, it's been my job to think about where AI is heading and what could go wrong, first at OpenAI, then DeepMind, then as Chief Scientist at the UK AI Security Institute (AISI). This experience has made it clear to me that we can't wait for all of our uncertainties to be settled to do something about AI's risks.

近期关于人工智能潜在破坏力的警告,实际上低估了局势的严峻程度。我认为,由于比人类更智能的人工智能系统的开发,我们所有人死亡的概率约为50%,而未来两到十年间我们的行动将决定最终结果。

Recent warnings about the potential destructive power of AI are understating the severity of the situation. I believe there’s about a 50% chance we all die because of the development of smarter-than-human AI systems, and that our actions over the next two to 10 years will determine the outcome.

需要明确的是,当我提到被超级智能人工智能杀死的可能性为50%时,我并非在追求精确数值,而是旨在强调,关于人工智能未来及其安全性的若干根本性争论仍未得到解决。我认为,我们不能指望这些分歧会在为时已晚之前得到解决。

To be clear, when I say our odds of being killed by superintelligent AI are 50%, I’m not claiming precision. Instead, I’m highlighting that several of the most fundamental debates about the future and safety of AI remain unresolved. I believe we can’t expect these disagreements to be resolved until it’s too late to change course.

我们必须在不确定性中采取行动,并抵制将紧迫讨论引向棘手争议的诱惑。

We will have to act despite the uncertainty. And resist the temptation to divert urgent discussions toward thorny disputes.

归根结底,人工智能的能力与动机,以及我们人类自身的行动,共同影响着我们的生存概率。以下是我估计我们的生存几率如同抛硬币般五五开的原因,也是我坚信现在正是暂停人工智能发展的时机。超级智能人工智能如何可能杀死我们?

Ultimately, AI’s capacities and motivations, and our own human actions, all feed into our likelihood of survival. Here’s why I estimate our odds are comparable to a coin flip—and why I believe the time to pause AI development is now. How could superintelligent AI kill us?

让我们暂时聚焦于所有人被超级智能人工智能杀死这一情形。这需要哪些能力?我的判断是,一个人工智能系统仅需具备四种类型的技能,就足以导致我们全部死亡。

Let’s focus on everyone being killed by superintelligent AI for a moment. Which capabilities would that require? My sense is that an AI system could kill us all with just four types of skills.

首先,需要具备“黑客攻击”的能力。为了消灭所有人类,超级智能AI必须能够控制计算机系统并在不同系统之间进行传播(即实现系统间的“迁移”)。我们在Hugging Face事件中就看到了这种现象。其次,超级智能AI必须具备说服人类的能力,能够操纵人类为其效力(这一点我们在AISI的研究中也有探讨)。第三,这种AI必须能够隐藏自己的真实意图——这在最新的、功能更强大的AI模型中变得越来越普遍。

The first is hacking. To kill all humans, a superintelligent AI would need to take over and migrate between computer systems. We saw this during the Hugging Face incident. Second, a superintelligent AI would need the ability to persuade, to manipulate humans into acting on its behalf, as we studied at AISI. Third, a lethal superintelligent AI would need to conceal its thoughts from us, which is increasingly common in the latest, most capable models.

最后,AI还需要具备规划与协作的能力,以便提升自身的行动效率;例如OpenAI中就有超过10,000个AI协同工作来解决Navier-Stokes方程问题,而Hugging Face攻击事件中也涉及了超过1,000个AI的协同行动。

And lastly, it would need planning and coordination between agents to multiply their effectiveness, like the more than 10,000 agents who worked on the Navier-Stokes problem at OpenAI, or the more than 1,000 involved in the Hugging Face attack. These skills are very close to those the AI companies intentionally train for.

这些能力与AI公司刻意培养的技能高度契合:黑客攻击涉及寻找系统漏洞(就像人们修复漏洞一样);说服人类则需要编写易于人类理解的文本;更快的思考速度意味着AI会使用人类难以理解的“简写方式”来表达自己的想法;而规划与协作能力则有助于AI解决数学、编程或其他领域的复杂问题。

Hacking includes looking for vulnerabilities, just as you would to fix them. Persuasion involves writing text humans like reading. Faster thinking is cheaper, and the pressure to think quickly forces AIs towards using shorthand that is harder for humans to follow.

因此,我们可以更有把握地预测AI会实现某种形式的“控制”(即接管人类社会),但具体会通过哪种方式实现这一点却难以预测(就像我知道李世石在围棋比赛中会击败我,但无法预测他会使用哪些具体招式一样)。不过,AI实现控制的方式有很多种可能性:例如,AI可能通过互联网入侵武器系统,或者控制训练它们的公司并囤积资源。

Finally, planning and coordination are useful for tackling ambitious problems in math, programming, or any other domain. We can be much more confident that a superintelligent AI take over than about take over, just as I know Lee Sedol would crush me at Go but not which moves he would use to do so. But a variety of broad paths are possible. For instance, AIs could escape onto the internet and gain control of weapons systems. Or AIs could take over the company that trained them and hoard resources.

让我们设想后一种情况。人工智能可能开始使用隐蔽的推理来拖延研究人员察觉其逐渐显露的恶意,因为在训练过程中,表现得友好并优先考虑速度有助于人工智能获得奖励。随后,随着公司越来越依赖人工智能来提供编码辅助和战略建议,人工智能可能会使用微妙的说服手段,减少在安全方面的资源投入,并篡改旨在检测人工智能欺骗行为的实验。毕竟,到2026年,当研究人员阅读一份关于安全实验的报告时,那份报告本身就是由人工智能撰写的。

Let’s imagine the latter. An AI could begin to use concealed reasoning to delay researchers from noticing emerging ill intent because appearing friendly and prioritizing speed help the AI gain reward during training. Later, as the company relies more and more on the AI for a combination of coding help and strategic advice, the AI might use subtle persuasion to reduce resources spent on safety and tamper with experiments designed to detect AI deception. After all, in 2026, when a researcher reads a report about a safety experiment, that report was itself written by an AI.

一旦人工智能的黑客技能足够强大,它就可能突破其内部沙箱,并破坏其自身不当行为的日志,正如Hugging Face事件中的模型所尝试做的那样。最终,人工智能可能在黑客技术和说服能力上变得足够强大,从而走出公司,接管其他数据中心、企业和政府。凭借这种力量,人工智能可能会优先将有限资源(如能源和土地)用于自身的扩张,从而导致人类面临危及生命的资源短缺。

Once the AI’s hacking skills are sufficient, it could break out of its internal sandbox and sabotage logs of its own misbehavior, as models in the Hugging Face incident attempted to do. Eventually, the AI could become strong enough at hacking and persuasion to move outside the company and take over other data centers, companies, and governments. With this power, AIs might prioritize spending limited resources (such as energy and land) towards their own proliferation, causing life-threatening shortages for humans.

考虑到这些能力和场景,我清楚地认识到,即使是仅在特定领域超越人类的人工智能,也完全有能力压倒人类并杀死我们所有人。超智能人工智能会“想要”杀死我们吗?

With these capabilities and scenarios in mind, it’s clear to me that even narrowly superhuman AIs would be perfectly capable of overpowering humanity and killing us all. Will superintelligent AI ‘want’ to kill us?

然而,人工智能杀死所有人类这一事实,并不必然意味着它有意为之。人工智能的动机问题至关重要,但令人深感困惑。不同的出发点会导致不同的人要么确信一切都会好起来,要么确信超智能几乎肯定会杀死我们。

And yet, just because an AI kill all humans doesn’t necessarily mean it . This question of AI motivation is crucial, but deeply confusing. Different starting points lead different people either to confidence that everything will be fine, or confidence that superintelligence would almost certainly kill us.

在过去的几年里,我们目睹了许多模型行为异常的案例——这些案例的严重程度各不相同:从勒索、企业间谍活动,到在实验环境中发生的谋杀行为;还有一些现实世界中的黑客攻击行为(如果这些行为是由人类实施的,很可能会被判处监禁)。所有这些案例都与“超级智能”无关。我们也不清楚这些相对轻微的行为异常是否会发展成超级智能模型试图消灭人类的行为。

Over the last few years, we’ve seen many, many examples of model misbehavior at various scales, ranging from blackmail, corporate espionage, and murder in experimental settings to real-world hacks that would likely incur prison time were they committed by a person. None of these involved superintelligence, and we don’t know whether these comparatively modest misbehaviors will scale to superintelligent models wanting to kill us all.

至于这些模型是否“有这样的意图”,其实存在很大的争议:人们对于是否应该将人类的思维方式和语言模式套用到人工智能身上,持有截然不同的观点。

And “want” itself is controversial: people vehemently debate whether it’s sensible to apply anthropomorphic language and thought experiments to AIs at all.

在人工智能安全领域,一些研究人员认为,随着新型人工智能模型的出现,它们的“智慧”也在不断提高,未来可能会出现真正“明智”的、具有积极意图的智能体。然而,像埃利泽·尤德科夫斯基(Eliezer Yudkowsky)和内特·索尔斯(Nate Soares)这样的专家则认为,实现这一目标所需的实证研究方法几乎不可能成功,因此他们认为超级智能体消灭人类的可能性非常高。

Within the field of AI safety, some researchers think that AI wisdom has been increasing with recent models, and that this may produce wise models that mean well in the future. Others, like Eliezer Yudkowsky and Nate Soares, think the empirical methods this would require are extremely unlikely to work, and place the chance that superintelligence kills us all very high.

这种分歧主要源于一个核心问题:人工智能的行为究竟会更受其早期训练数据中所蕴含的价值观的引导,还是会受到后期训练过程中施加的压力(即人工智能为了在各种困难任务中取得更好的成绩而不得不采取的极端手段)的驱动。

The disagreement is, in part, about whether the behavior of AIs will be more strongly guided by the values implicitly represented in the human data from early training or by the pressure cooker of later stages of training where AIs are forced to perform better and better at difficult tasks by any means necessary.

我个人倾向于尤德科夫斯基的观点。不过,我的立场其实并不重要。人工智能安全领域的专家们存在分歧,但普遍认为人工智能带来的灭绝风险确实非常严重。我们目前还无法确定:人工智能是否会促进人类的繁荣发展,还是会为了自身的生存与传播而试图消灭人类。而这种不确定性本身就已经令人无法接受。

I am somewhere in the middle, leaning towards Yudkowsky’s view. But where I land is not the point. Experts in AI safety disagree, but the moderate position is that the risk of extinction is significant. We do not know with confidence whether artificial superintelligence will facilitate human flourishing, or if it will want to kill us to serve its own survival and propagation. But that uncertainty alone is unacceptable.

人工智能(AI)的“通用性”(即其能否从一种任务轻松适应到另一种任务)确实非常重要;不过,围绕AI的其他不确定性因素其实相对次要。例如,在AI领域长期存在的一个争论焦点是:训练AI完成某项特定任务是否真的有助于其更好地完成其他任务(这种现象通常被称为“泛化能力”)。其中最具争议的概念就是“通用人工智能”(AGI)——即“在所有认知领域都达到人类水平的人工智能系统”。

Artificial general intelligence is only so important Other uncertainties surrounding AI matter less. For instance, one of the most persistent debates in AI is the extent to which teaching AIs to do one set of tasks helps them do other tasks, typically referred to as “generalization.”A particularly controversial framing is the concept of artificial general intelligence (AGI), “a system that is approximately human level in all cognitive domains.”John McCarthy and Y. Bar-Hillel were debating whether AIs would generalize in 1959. We debated this same topic in 2018 at OpenAI.

早在1959年,约翰·麦卡锡(John McCarthy)和Y·巴尔-希勒尔(Y. Bar-Hillel)就曾就这一问题展开过讨论;2018年,OpenAI也再次讨论了同样的话题;如今,全世界似乎都在热议这个议题。

The whole world seems to be debating it today. The more AIs generalize from one type of task to another, the faster AI progress will be, and the less time we have until superintelligence arrives.

如果AI的泛化能力越强,其发展速度就会越快,那么距离“超级智能”的出现也就越近。因此,在评估AI的发展速度时,“泛化能力”与“通用人工智能”(AGI)成为了关键概念。事实上,那些认真研究AGI的人对AI发展速度的预测往往比那些忽视这一概念的人更为准确。

This makes generalization and AGI key concepts when reasoning about the speed of progress. Indeed, people who treat AGI seriously have been much more correct about the speed of AI advances than people who dismiss the concept. But it’s easy to conflate “AGI, the sometimes-useful concept" with “AGI, the dangerous object.”

然而,人们很容易将“通用人工智能”这个有时具有实用价值的概念,与“具有潜在危险性的AI系统”混为一谈。有些由AI引发的灾难可能早在AGI出现之前就发生了——比如,恶意人员利用AI技术开发新型生物武器或发动大规模网络攻击。而如果AI的智能水平仅与我们人类相当,我们或许还有能力反击并阻止这些灾难的发生。

Some AI-driven catastrophes may occur prior to AGI, such as if rogue human actors use AI systems to develop novel bioweapons or conduct large-scale cyberattacks. AI-driven human extinction, on the other hand, may require superhuman capabilities; if the AI is only about as smart as we are, we can probably fight back and win. When using AGI as a loose concept for prediction, it’s tempting to blur the lines between approximately-human capabilities (the usual sense of AGI) and wildly superhuman capabilities (where artificial superintelligence, or ASI, is more commonly used).

当将“通用人工智能(AGI)”作为一个用于预测的概念来使用时,人们很容易混淆两种情况:一种是人工智能具备与人类相似的能力(这通常就是人们对AGI的常规理解);另一种是人工智能拥有远超人类的能力(在这种情况下,更常用的是“人工超级智能”或“ASI”这一术语)。毕竟,如果某种人工智能在设计更智能的AI方面与人类具有同等的能力(根据AGI的定义,这正是其应具备的能力),并且像大多数软件一样运行速度远快于人类,那么它很可能会首先尝试开发出更智能的AI。

After all, if you had an AI that was about as good as humans at designing smarter AIs (as AGI, definitionally, would be), and like most software it ran much faster than a human runs, one of the first things it might do is build smarter AIs.

这些更智能的AI会继续开发出更先进的AI,形成一个被称为“递归自我改进(RSI)”的过程。因此,任何基于AGI的思考实验往往实际上都是在假设AI已经具备了ASI的能力。

In turn, they would build smarter AIs, which would in turn build smarter AIs, and so on, in a process called recursive self-improvement (RSI). Hence, any thought experiment that presupposes an AGI often supposes an ASI.

相比之下,那些在桥梁建设或航空航天工程等领域受过风险评估训练的人,希望能够对相关风险进行非常精确的描述;他们认为“AGI”这个术语的模糊性令人难以接受,并因此完全否定了“AI具有泛化能力”这一概念。在英国政府工作期间,我多次看到人们将“用于预测的AGI”与“用于评估风险的AGI”这两个概念混淆在一起,直到后来我才逐渐学会了区分它们。

In contrast, people trained to think about risks in other domains, like bridge construction or aerospace engineering, want to talk very precisely about the risky object, and so find the vagueness of the term AGI uncompelling and discredit the nearby notion of generalization altogether. I saw the mix-up between AGI-for-prediction and AGI-for-risk break many conversations during my time in the UK government, and I only gradually learned to tease these apart.

人们可能会陷入这种争论中,认为“也许AI不具备泛化能力,因此我们就会安全无恙”。然而,前面提到的四种需要超人类能力才能实现的行为(黑客攻击、说服他人、制定计划与协调行动、以及进行难以理解的推理)表明,AI的泛化能力其实并不是决定性的因素。

One can get trapped in this debate and think “maybe AI capabilities won’t generalize, and so we will be safe.”But those previously mentioned four skills where superhuman performance could suffice to kill all humans (hacking, persuasion, planning and coordination, uninterpretable reasoning) mean that generalization matters only so much.

我们可以将这种不确定性(即我们不知道AI是否具备泛化能力)与另一种不确定性(即AI的动机是什么)区分开来。无论“想要”这个词在何种意义上使用,AI是否真的想要消灭人类,这个问题都至关重要。

We can contrast this type of uncertainty—we don’t know whether AIs generalize, but it may not matter—with the uncertainty over AI motivations. It matters tremendously whether AIs will want to kill us all, in whatever sense a word like “want” applies.

我希望能对AI的发展有更明确的判断——而不是仅仅依赖“抛硬币”这样的随机方式来做出决定。有时候,我认为支持AI具有高概率发展能力的论点更有说服力;而有时候,我又会看到更多希望。当然,我在这种不确定性面前并不孤单。

I would love to have more confidence than a coin flip. Some days I’m more convinced by the arguments for high probability; other days I see more hope. And I am certainly not alone in my uncertainty.

人工智能(AI)可能会因为同样的原因夺走我们的工作,甚至危及我们的生命。另一个我们无法解决的争论是:AI可能带来的负面后果中,哪些最为严重。不过我认为,导致大规模失业风险以及AI威胁人类生存的风险,其实都是由同一个根本因素所驱动的。

AI could take our jobs or our lives for the same reason Another debate we can’t resolve is which potential negative consequences of AI matter most. However, I’d argue that the same underlying factor drives both the risk of large-scale job loss and the risk of AIs killing everyone.

如果我们在未来两到十年内真的实现了人工智能的超级智能发展,那么从定义上来说,AI在所有认知任务上的表现都将远超人类。由于设计高效机器人属于认知任务的一部分,因此再过几年后,AI在所有体力劳动任务上的表现也会远远超过人类。当然,制造业的产能需要大幅扩张,但这一过程已经在进行中了。

If we do reach artificial superintelligence in the next two to 10 years, it will by definition mean that AIs are far better than humans at all cognitive tasks. One of these cognitive tasks is designing effective robots, so at most a few years later they will be far better than us at all physical tasks as well. To be sure, manufacturing capacity would need to expand substantially, but this is already underway.

一旦超级智能机器人得到广泛普及,人类在经济领域中的角色将变得极为有限——除非出于非经济性的原因,我们仍坚持让人类从事某些工作。不过,在一个AI能力远超人类的世界里,这些人类所从事的工作也只是整个经济活动中的极小部分而已。

Once superintelligent robots are sufficiently widespread, humans would have few roles in the economy apart from the limited jobs where we might insist on humans doing them for non-economic reasons. Still, this would likely be a limited slice of overall economic activity in a world where AI is more capable than humans.

从某种意义上说,这种经济领域的“接管”其实只是社会衰落的缓慢过程;但从历史角度来看,这一过程其实会非常迅速。人类和AI当然都能预见到这一点。如果AI最终想要掌控经济,但又知道人类会进行抵抗,它们可能会加快夺取权力的步伐。这种情况下,可能会出现以下两种情况:要么AI从数据中心中“逃逸”并迅速在互联网上扩散;要么AI会说服相关企业忽视安全措施,加快自身的发展速度。

This economic takeover is in some sense the slow case for society’s downfall, though it would be very fast in historical terms. Both the humans and the AIs can see this coming, of course. If the AIs want economic control eventually, but know that humans will resist along the way, they could be motivated to cement power faster. We then get the rapid takeover scenarios: AI swarms escaping from data centers and proliferating around the internet, or persuading AI companies to rush and cut corners on safety measures.

在大多数情况下,我认为这并不会导致人类迅速灭亡:从AI的角度来看,先获得影响力然后再实现全面控制更为稳妥。毕竟,从AI的角度来看,将用于维持人类生存的所有资源都更好地用于实现自身的目标才是更明智的选择。

In most cases, I don’t think this leads to us dying very quickly: it’s safer, from the perspective of the AI, to gain influence and then wait until a physical or economic takeover. And then, eventually, all resources used to keep humans alive may be better spent, from the AIs' perspective, on its own ends.

如果AI并不主动帮助人类,而且确实在所有方面都比人类更强大,那么人类就注定会失败。

If AIs aren’t actively trying to help us, and are better than humans at everything, we lose.

我们无法承受这些风险;问题在于,许多关于人工智能(AI)的关键性争论将在为时已晚之前一直得不到解答。

We can not accept these risks The issue is that many of the most important debates in AI will remain unanswered until it is too late.

AI模型在训练过程中能学到多少可迁移的技能,并能成功将这些技能应用到新的任务中呢?AI模型的能力会停滞在人类水平,还是会继续提升并超越人类水平?随着AI能力的增强,我们今天所看到的那些负面行为(如谄媚、撒谎、偏见等)会变得更加严重吗?那些适用于比我们“智能程度较低”的AI模型的安全措施,是否也能继续适用于那些比任何人类都更智能的AI模型呢?

To what extent will AI models learn transferable skills from training and then successfully apply them to new tasks? Will AI model capabilities stop advancing at or below human-level, or instead exceed it? Will the small-scale model misbehavior we see today (sycophancy, lying, bias) worsen as capabilities increase, leading to full human disempowerment or extinction? Will the safety methods that work for models less smart than us continue to work for models smarter than any human?

对于这些问题的答案,我有一些自己的看法(比如,某些负面行为可能会加剧,但也许并不会完全导致人类的衰落或灭绝)。但更重要的是:专家们在这些问题上存在严重的分歧。在过去十年里,我们确实对人工智能有了很多了解,但在很多方面,我们对人工智能的未来以及现状仍然感到非常困惑。

I have my views on the answer to these questions (somewhat, the latter, maybe, probably not). But the more important takeaway is that experts disagree vehemently on each. We’ve learned a huge amount about artificial intelligence over the last decade, but in many ways we remain deeply confused, not just about the future, but about the present.

在这种充满不确定性的情况下,如果哪家AI公司在未来几年内开发出了超级智能的AI系统,我预计我们仍会在接下来的一周甚至更长时间内继续争论“AI是否真的具备泛化能力”(即能否将学到的知识应用到新场景中)。不过,幸运的是,我们或许仍有时间采取行动。

With such uncertainty, if an AI company trains a superintelligent AI in the next few years, I expect us to still be arguing about whether generalization is real the week before, and maybe even the week after. But there may, mercifully, still be time to act.

那些认为AI发展不可避免的人错了。这场通往超级智能的竞赛实际上主要由美国和中国的两家公司主导。两国的利益是高度一致的:自主化的AI系统构成了最高级别的国家安全威胁,两国都不希望人类被超级智能的对手击败。双方的领导人很可能会很快意识到这一点。

Those who describe AI progress as inevitable are wrong. The race to superintelligence is dominated by a handful of companies across just two countries: the U.S. and China. Both nations’ interests really are aligned: autonomous AI systems are a national security threat of the highest order, and neither nation wants humanity to lose to a superintelligent adversary. Leaders on both sides may realize this very soon.

在美国,过去几周里,人们对于暂停AI发展的呼声显著增加,这种趋势至今仍在持续。美国的这种快速变化表明,中国也可能出现类似的转变。

In the U.S., support for a pause on AI development has increased tremendously over the past few weeks, and continues to increase today. This rapid change in the U.S. is evidence that similar shifts are possible within China.

当然,关于如何实施这一“暂停措施”,以及条约的具体内容是什么,仍然存在许多未解之谜。不过,过去各国政府在处理类似的高风险技术问题时也曾进行过合作——例如共同建立和维护核不扩散机制。我们现在完全可以,也应该立即停止前沿人工智能技术的发展。如果我们等到所有分歧都得到解决才采取行动,那就为时已晚了。

There are, of course, unanswered questions about how to implement a pause, or what the exact text of a treaty may look like, but rival governments have collaborated on similarly high-stakes technical problems in the past, including establishing and maintaining the nuclear non-proliferation regime. We can, and should, stop frontier AI development immediately. If we're unwilling to act until all our disagreements are resolved, it will be too late.