
再一次,一款前沿人工智能模型因未通过安全测试而被撤回(OpenAI因内部测试存在安全问题撤回新款模型,2023年9月28日)。人们再次呼吁实施'独立监督和监管',但从未解释这将如何运作,更重要的是,什么证据可以说服监管机构人工智能系统已足够安全。
Once again a frontier AI model has been withdrawn because it fails safety tests ( OpenAI scraps release of new model over safety concerns in internal testing, 28 September ). There is the usual call for “independent oversight and regulation”, though never any explanation of how this would work or, most importantly, what evidence should persuade a regulator that an AI system is adequately safe.
在工程领域,对安全关键软件系统(如控制飞机或核电站的系统)进行监管有着悠久的传统;国际标准要求提供'safety cases'——严格的分析,以证明所有可能的危险已被识别并加以控制,并且事故发生的概率极低。
There is a long engineering tradition of regulating safety-critical software systems, such as those controlling aircraft or nuclear power stations; international standards require “safety cases” – rigorous analyses that show that the possible hazards have been identified and controlled and that the probability of an accident is extremely low.
通常情况下,安全案例应当以至少99%的概率证明,可能导致多人死亡的事故不会超过千年一遇的频率。即使对于最坏情况下可能在一次事故中致死1000人的飞机,提供这样的低概率证据也是极其困难的。前沿人工智能系统的开发者告诉我们,他们的系统可能会消灭整个人类,但他们并未提供详细的风险分析,也没有能被独立评估的安全案例,更没有证据表明未来可能为前沿人工智能系统提供这样的安全案例。
Typically, the safety case should show, with a probability of at least 99%, that an accident that could cause multiple fatalities will not occur more often than once in 1,000 years. It is extremely hard to provide evidence for such low probabilities, even for aircraft that at worst might kill 1,000 people in a single accident. The developers of frontier AI systems tell us that their systems might kill the whole of humanity, yet they have provided no detailed risk analyses, no safety cases that could be independently assessed, and no evidence that such safety cases could ever be produced for frontier AI systems.
那么,任何理性的人如何能主张独立监督和监管是足够的?政策必须基于对事实的严格分析,而不是幻想。马丁·托马斯,信息技术研究员及格雷沙姆学院名誉教授。
How, then, can any rational person argue that independent oversight and regulation will be sufficient? Policy must be based on rigorous analysis of the facts, not on fantasy. Martyn Thomas Fellow and emeritus professor of IT, Gresham College