印度尼西亚金融服务管理局周五表示，已发现涉及煤矿公司PT Dian Swastatika Sentosa的股票交易操纵证据，包括通过多家券商对其股票进行计划性和结构化交易。
Indonesia announced about $117 million in fines tied to manipulative market practices involving three companies, hours after global index provider MSCI Inc. said it was weighing a downgrade of the country’s stock market over investability concerns.
另一项调查还发现，在能源公司PT Barito Renewables Energy和PT Petrindo Jaya Kreasi的首次公开发行（IPO）过程中，股份分配存在操纵行为。与控股股东相关的各方通过隐瞒身份来获取大额分配，导致所有权集中，限制了可供交易的股份数量，监管机构表示。
The country’s Financial Services Authority said Friday it had found evidence of stock-trading manipulation involving coal miner PT Dian Swastatika Sentosa, including planned and structured trading in its shares through several brokerages. Separate probes also uncovered manipulation in share allocations during the initial public offerings of energy companies PT Barito Renewables Energy and PT Petrindo Jaya Kreasi. Parties linked to controlling shareholders obscured their identities to secure large allocations, concentrating ownership and limiting the shares available for trading, the regulator said.
监管机构对一批承销商、交易者、负责IPO分配的实体以及与三家公司相关的最终受益人处以罚款，原因是他们违反了资本市场规则。监管机构未公布被制裁实体的名称。
It announced fines against a mix of underwriters, traders, entities responsible for IPO allocations and ultimate beneficial owners linked to the three companies for violations of capital-market rules. It did not name the sanctioned entities.
与Dian Swastatika相关的罚款总计1.5万亿印尼卢比（约合8320万美元），该公司是富豪弗兰基·维贾亚（Franky Widjaja）旗下Sinar Mas集团的一部分；而与Barito Renewables和Petrindo Jaya Kreasi相关的罚款分别为5000亿印尼卢比和1000亿印尼卢比，这两家公司均与亿万富翁Prajogo Pangestu有关联。这些公司尚未就置评请求作出即时回应。
Fines related to Dian Swastatika, part of tycoon Franky Widjaja’s Sinar Mas Group, totaled 1.5 trillion rupiah ($83.2 million), while those related to Barito Renewables and Petrindo Jaya Kreasi, both affiliated with billionaire Prajogo Pangestu, were 500 billion rupiah and 100 billion rupiah, respectively. The companies didn’t immediately respond to requests for comment.
监管机构在雅加达印尼证券交易所召开的临时新闻发布会上宣布了这些处罚决定。官员们在此次会议上得到了立法者、国家警察局长以及主权财富基金Danantara高管的陪同。
The regulator announced the penalties at a hastily called press conference at the Indonesia Stock Exchange in Jakarta, where officials were joined by lawmakers, the national police chief and executives from sovereign wealth fund Danantara.
金融服务管理局表示，这些案件早在MSCI宣布之前就已展开调查，并非针对MSCI的宣布而启动。这三家公司均为5月份被移出MSCI印尼指数的六家公司之一。
The FSA said the cases had already been under investigation and weren’t initiated in response to MSCI’s announcement. All three companies were among six removed from the MSCI Indonesia Index in May.
MSCI 的警告在数小时前发出，导致当地市场剧烈波动。该指数提供商表示，印度尼西亚已不再符合其新兴市场地位的标准，可能面临降级为独立状态，从而有被逐出其全球指数的风险，引发外资大规模撤离的担忧。股市当天收盘下跌 12%，为自 1998 年以来最大单日跌幅。
The news came hours after MSCI’s warning sent local markets spiraling. The index provider said Indonesia no longer met its criteria for emerging-market status and could face a downgrade to standalone status, risking an ejection from its global indexes and triggering fears of an exodus of foreign capital. The stock market closed down 12%, its biggest one-day drop since 1998.
自 1 月底以来，印度尼西亚一直在努力恢复市场信心。当时 MSCI 首次提出对所有权透明度和公开交易股份可用性等方面的担忧。该警告引发了证券交易所和金融监管机构高级官员的辞职，并促使出台新规以提高自由流通股比例并披露更多所有权信息。
Indonesia has been seeking to restore confidence in its markets since late January, when MSCI flagged concerns about transparency of ownership and availability of shares for public trading, among others. That warning triggered resignations of senior officials at the stock exchange and the financial regulator, and new rules to raise free floats and disclose more ownership information.